MATTEL INC /DE/ 4
4 · MATTEL INC /DE/ · Filed Jan 2, 2014
Insider Transaction Report
Form 4
KAYE ALAN
Sr. VP - Human Resources
Transactions
- Sale
Common Stock
2013-12-30$47.51/sh−25,000$1,187,750→ 0 total - Exercise/Conversion
Employee Stock Option - Right to Buy
2013-12-30−25,000→ 3,125 totalExercise: $23.58From: 2010-08-01Exp: 2017-08-01→ Common Stock (25,000 underlying) - Exercise/Conversion
Common Stock
2013-12-30$23.58/sh+25,000$589,500→ 53,332 total
Holdings
- 7,980(indirect: By 401(k))
Common Stock
- 28,332(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]The exercise occurred pursuant to a previously disclosed trading plan designed to comply with Rule 10b5-1.
- [F2]The sale occured pursuant to a previously disclosed trading plan designed to comply with Rule 10b5-1.
- [F3]The Kaye Living Trust, dated March 31, 1992.
- [F4]As of December 30, 2013 the reporting person had a balance of $381,585.07 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.