MATTEL INC /DE/ 4
4 · MATTEL INC /DE/ · Filed Aug 7, 2013
Insider Transaction Report
Form 4
TOPHAM HERBERT SCOTT
SVP and Corporate Controller
Transactions
- Exercise/Conversion
Employee Stock Option - Rght to Buy
2013-08-06−15,359→ 7,679 totalExercise: $26.38From: 2013-08-01Exp: 2021-08-01→ Common Stock (15,359 underlying) - Exercise/Conversion
Common Stock
2013-08-06$26.38/sh+15,359$405,094→ 18,915 total - Sale
Common Stock
2013-08-06$42.62/sh−15,359$654,547→ 3,556 total - Sale
Common Stock
2013-08-06$42.62/sh−9,623$410,099→ 3,556 total - Exercise/Conversion
Common Stock
2013-08-06$21.50/sh+9,623$206,895→ 13,179 total - Sale
Common Stock
2013-08-06$42.62/sh−3,556$151,544→ 0 total - Exercise/Conversion
Employee Stock Option - Rght to Buy
2013-08-06−9,623→ 0 totalExercise: $21.50From: 2013-08-02Exp: 2020-08-02→ Common Stock (9,623 underlying)
Holdings
- 1,134(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]This transaction was executed in multiple trades at prices ranging from $42.55 to $42.71. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
- [F2]As of August 6, 2013, the reporting person had a balance of $48,335.47 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.