4//SEC Filing
Barry John F 4
Accession 0001521945-24-000112
CIK 0001521945other
Filed
Jul 28, 8:00 PM ET
Accepted
Jul 29, 4:40 PM ET
Size
10.7 KB
Accession
0001521945-24-000112
Insider Transaction Report
Form 4
Barry John F
10% Owner
Transactions
- Purchase
COMMON STOCK
2024-07-26$4.77/sh+2,096,436.059$10,000,000→ 2,096,436.059 total(indirect: See Footnote) - Gift
COMMON STOCK
2024-07-26+2,096,436.059→ 6,382,194.828 total(indirect: See Footnote) - Gift
COMMON STOCK
2024-07-26−2,096,436.059→ 0 total(indirect: See Footnote)
Footnotes (5)
- [F1]On July 26, 2024, the Issuer determined that Prospect Capital Management, L.P. (PCM), an entity controlled by Mr. Barry, purchased 2,096,436.0587 shares of Issuer common stock effective as of July 1, 2024, upon the Issuer determination of its net asset value as of June 30, 2024.
- [F2]Reflects securities held directly by PCM.
- [F3]This transaction represents a charitable donation to the John and Daria Barry Foundation (the Foundation). Mr. Barry has sole voting and dispositive power over shares held through the Foundation.
- [F4]Includes shares acquired pursuant to the Issuer's dividend reinvestment plan.
- [F5]Reflects securities held directly by the Foundation.
Documents
Issuer
Prospect Floating Rate & Alternative Income Fund, Inc.
CIK 0001521945
Entity typeother
Related Parties
1- filerCIK 0001294357
Filing Metadata
- Form type
- 4
- Filed
- Jul 28, 8:00 PM ET
- Accepted
- Jul 29, 4:40 PM ET
- Size
- 10.7 KB