4//SEC Filing
Barry John F 4
Accession 0001521945-24-000076
CIK 0001521945other
Filed
Apr 25, 8:00 PM ET
Accepted
Apr 26, 4:02 PM ET
Size
10.7 KB
Accession
0001521945-24-000076
Insider Transaction Report
Form 4
Barry John F
10% Owner
Transactions
- Purchase
COMMON STOCK
2024-04-24$4.75/sh+2,105,263.158$10,000,000→ 2,105,263.158 total(indirect: See Footnote) - Gift
COMMON STOCK
2024-04-24+2,105,263.158→ 4,206,571.975 total(indirect: See Footnote) - Gift
COMMON STOCK
2024-04-24−2,105,263.158→ 0 total(indirect: See Footnote)
Footnotes (5)
- [F1]On April 24, 2024, the Issuer determined that Prospect Capital Management, L.P., an entity controlled by Mr. Barry (PCM), purchased 2,105,263.1579 shares of Issuer common stock effective as of April 1, 2024, upon the Issuer determination of its net asset value as of April 1, 2024.
- [F2]Reflects securities held directly by PCM.
- [F3]This transaction represents a charitable donation to the John and Daria Barry Foundation (the Foundation). Mr. Barry has sole voting and dispositive power over shares held through the Foundation.
- [F4]Includes shares acquired pursuant to the Issuer's dividend reinvestment plan.
- [F5]Reflects securities held directly by the Foundation.
Documents
Issuer
Prospect Floating Rate & Alternative Income Fund, Inc.
CIK 0001521945
Entity typeother
Related Parties
1- filerCIK 0001294357
Filing Metadata
- Form type
- 4
- Filed
- Apr 25, 8:00 PM ET
- Accepted
- Apr 26, 4:02 PM ET
- Size
- 10.7 KB