Novak Diane P 4
4 · HomeStreet, Inc. · Filed Jan 3, 2025
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
Novak Diane P
EVP, CHIEF RISK OFFICER
Transactions
- Tax Payment
Common Stock
2025-01-01$11.42/sh−45$514→ 4,779 total - Tax Payment
Common Stock
2025-01-01$11.42/sh−165$1,884→ 5,146 total - Exercise/Conversion
Common Stock
2025-01-01+2,152→ 7,298 total - Exercise/Conversion
Restricted Stock Units
2025-01-01−145→ 0 total→ Common Stock (145 underlying) - Exercise/Conversion
Common Stock
2025-01-01+532→ 5,311 total - Exercise/Conversion
Common Stock
2025-01-01+145→ 4,824 total - Tax Payment
Common Stock
2025-01-01$11.42/sh−665$7,594→ 6,633 total - Exercise/Conversion
Restricted Stock Units
2025-01-01−532→ 532 total→ Common Stock (532 underlying) - Exercise/Conversion
Restricted Stock Units
2025-01-01−2,152→ 4,304 total→ Common Stock (2,152 underlying)
Footnotes (5)
- [F1]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F2]Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.
- [F3]On January 1, 2022, the reporting person was granted 435 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F4]On January 1, 2023, the reporting person was granted1,595 RSUs, of which 531 shares vest on January 1, 2024, and 532 shares vest each on January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F5]On January 1, 2024, the reporting person was granted 6,456 RSUs, which vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.