4//SEC Filing
LEACH PATRICIA A 4
Accession 0001518715-12-000017
CIK 0001518715other
Filed
Sep 13, 8:00 PM ET
Accepted
Sep 14, 4:34 PM ET
Size
14.6 KB
Accession
0001518715-12-000017
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
Transactions
- Sale
Common Stock
2012-09-10$35.26/sh−2,002$70,591→ 9,411.2 total - Exercise/Conversion
Common Stock
2012-09-12$1.50/sh+2,798$4,197→ 12,209.2 total - Exercise/Conversion
Employee Stock Option (Right To Buy)
2012-09-10−2,002→ 4,398 totalExercise: $1.50Exp: 2020-11-29→ Common Stock (2,002 underlying) - Exercise/Conversion
Common Stock
2012-09-10$1.50/sh+2,002$3,003→ 11,413.2 total - Exercise/Conversion
Employee Stock Option (Right To Buy)
2012-09-12−2,798→ 1,600 totalExercise: $1.50Exp: 2020-11-29→ Common Stock (2,798 underlying) - Sale
Common Stock
2012-09-12$34.59/sh−2,798$96,783→ 9,411.2 total
Holdings
- 9,600.907(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]In June 2012, the reporting person acquired 782.615 shares of HomeStreet, Inc. common stock under the HomeStreet, Inc. Employee Stock Ownership Plan pursuant to an annual distribution and diversification of plan shares.
- [F2]These shares were previously held in the HomeStreet Inc. Employee Stock Ownership Plan, which merged into the HomeStreet, Inc. 401(k) Savings Plan, or 401(k) Plan, on July 26, 2012. Participants in HomeStreet, Inc.'s 401(k) Savings Plan have the authority to direct voting of shares they hold through the 401(k) Plan.
- [F3]The option, representing a right to purchase a total of 6,400 shares, becomes exercisable by its terms 25% on the date of grant (November 29, 2010), 25% on the earlier of the first anniversary of the date of grant or upon a capital raise by the issuer, 25% on the earlier of the second anniversary of the date of grant or the lifting of a cease and desist order related to HomeStreet Bank that was in place at the time of the grant, and 25% on the third anniversary of the date of grant. As of the date of exercise of this option, it was vested as to 75%.
Documents
Issuer
HomeStreet, Inc.
CIK 0001518715
Entity typeother
Related Parties
1- filerCIK 0001529656
Filing Metadata
- Form type
- 4
- Filed
- Sep 13, 8:00 PM ET
- Accepted
- Sep 14, 4:34 PM ET
- Size
- 14.6 KB