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DALA PETROLEUM CORP. · May 31, 7:18 PM ET

DALA PETROLEUM CORP. 4

4 · DALA PETROLEUM CORP. · Filed May 31, 2016

Insider Transaction Report

Form 4
Period: 2016-05-10
DALA PETROLEUM CORP.DALP
Cottman Clarence III
Director10% Owner
Transactions
  • Other

    Common Stock

    2016-05-26−1,650,000→ 0 total(indirect: By Trust)
  • Sale

    Series A 6% Convertible Preferred Stock

    2016-05-10$1.00/sh−100$100→ 0 total(indirect: By Trust)
    Exercise: $0.70From: 2014-06-03→ Common Stock (142,858 underlying)
  • Other

    Common Stock Purchase Warrant

    2016-05-10−142,858→ 0 total(indirect: By Trust)
    Exercise: $1.35From: 2014-06-03Exp: 2017-06-03→ Common Stock (142,858 underlying)
  • Other

    Stock Options

    2016-05-10−100,000→ 0 total
    Exercise: $0.70From: 2015-06-02Exp: 2020-06-02→ Stock Options (100,000 underlying)
Footnotes (3)
  • [F1]Returned to Company for cancellation pursuant to a settlement arrangement.
  • [F2]Mr. Cottman is the trustee of the Cottman Family Trust dated 1/17/2000.
  • [F3]These preferred shares are perpetual.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT