Anderman Sigmund 4

Accession 0001513908-19-000014

CIK 0001122388other

View on SEC.gov Company Profile

Filed

Apr 16, 8:00 PM ET

Accepted

Apr 17, 5:16 PM ET

Size

32.9 KB

Accession

0001513908-19-000014

Insider Transaction Report

Form 4

Period: 2019-04-17

ELLIE MAE INCELLI

Anderman Sigmund

DirectorChief Executive Officer

Transactions

Disposition to Issuer
Common Stock
2019-04-17$99.00/sh−40,000$3,960,000→ 0 total(indirect: Anderman Fy Fndtn)
Disposition to Issuer
Common Stock
2019-04-17$99.00/sh−28,906$2,861,694→ 0 total(indirect: By Trust)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2019-04-17$99.00/sh−18,081$1,790,019→ 0 total
Exercise: $5.02Exp: 2021-08-17→ Common Stock (18,081 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2019-04-17$99.00/sh−230$22,770→ 0 total
Exercise: $8.85Exp: 2020-08-26→ Common Stock (230 underlying)
Disposition to Issuer
Common Stock
2019-04-17$99.00/sh−10,000$990,000→ 0 total(indirect: By 401(k))
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2019-04-17$99.00/sh−2,605$257,895→ 0 total
Exercise: $8.85Exp: 2020-09-16→ Common Stock (2,605 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2019-04-17$99.00/sh−50,000$4,950,000→ 0 total
Exercise: $24.93Exp: 2024-02-05→ Common Stock (50,000 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2019-04-17$99.00/sh−4,641$459,459→ 0 total
Exercise: $92.28Exp: 2028-02-21→ Common Stock (4,641 underlying)
Disposition to Issuer
Common Stock
2019-04-17$99.00/sh−7,117$704,583→ 0 total
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2019-04-17$99.00/sh−76,648$7,588,152→ 0 total
Exercise: $40.32Exp: 2024-12-31→ Common Stock (76,648 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2019-04-17$99.00/sh−14,506$1,436,094→ 0 total
Exercise: $59.78Exp: 2026-02-10→ Common Stock (14,506 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2019-04-17$99.00/sh−6,601$653,499→ 0 total
Exercise: $94.66Exp: 2027-02-15→ Common Stock (6,601 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2019-04-17$99.00/sh−50,000$4,950,000→ 0 total
Exercise: $19.60Exp: 2023-02-04→ Common Stock (50,000 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2019-04-17$99.00/sh−71,648$7,093,152→ 0 total
Exercise: $40.33Exp: 2025-01-05→ Common Stock (71,648 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2019-04-17$99.00/sh−5,082$503,118→ 0 total
Exercise: $73.11Exp: 2029-01-18→ Common Stock (5,082 underlying)

Footnotes (4)

[F1]Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit award that was still subject to performance-based vesting became vested with respect to a number of shares subject to such award calculated in accordance with the award's existing terms and all outstanding restricted unit award was cancelled and converted into the right to receive $99.00 in cash in respect of each vested share subject to such award.
[F2]Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated February 11, 2019, by and among Ellie Mae, Inc., a Delaware corporation ("Issuer"), EM Eagle Purchaser, LLC, a Delaware limited liability company ("Parent") and EM Eagle Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), on April 17, 2019, Merger Sub merged with and into Issuer (the "Merger"), with Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. Pursuant to the terms of the Merger Agreement, at the effective time of the Merger ("Effective Time") each share of Common Stock was cancelled and converted into the right to receive $99.00 in cash, without interest.
[F3]Shares held in Anderman Family Foundation.
[F4]Pursuant to the Merger Agreement, at the Effective Time, each stock option, whether vested or unvested, was cancelled and automatically converted into the right to receive a cash amount equal to (i) the aggregate number of shares subject to such option multiplied by (ii) $99.00 less the applicable per share exercise price under such option.

Documents

1 file

4
edgardoc.xmlPrimary
PRIMARY DOCUMENT

Issuer

ELLIE MAE INC

CIK 0001122388

→

Entity typeother

Related Parties

filerCIK 0001513908

Filing Metadata

Form type: 4
Filed: Apr 16, 8:00 PM ET
Accepted: Apr 17, 5:16 PM ET
Size: 32.9 KB

View on SEC.gov