Yen Mallun 4
4 · RPX Corp · Filed Aug 8, 2017
Insider Transaction Report
Form 4
RPX CorpRPXC
Yen Mallun
Executive Vice President
Transactions
- Exercise/Conversion
Common Stock
2017-08-04$6.63/sh+10,000$66,300→ 157,560 total - Exercise/Conversion
Employee Stock Option (right to buy)
2017-08-04−10,000→ 87,912 totalExercise: $6.63Exp: 2020-11-15→ Common Stock (10,000 underlying) - Sale
Common Stock
2017-08-04$12.92/sh−10,000$129,157→ 147,560 total
Footnotes (3)
- [F1]The transaction reported was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.
- [F2]The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $12.82 to $12.97, inclusive. The reporting person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- [F3]The option representing the right to purchase a total of 700,000 shares vests as follows: 1/4th of the shares subject to the option vest on November 1, 2011, subject to the Reporting Person's continuous service with the Issuer through such date, and with respect to 1/48th of the shares subject to the option vest when the Reporting Person completes each month of continuous service thereafter.