RPX Corp 4
4 · RPX Corp · Filed May 23, 2017
Insider Transaction Report
Form 4
RPX CorpRPXC
SWANK STEVEN S
Vice President
Transactions
- Exercise/Conversion
Common Stock
2017-05-20+9,225→ 9,225 total - Sale
Common Stock
2017-05-22$13.86/sh−1,560$21,623→ 4,197 total - Tax Payment
Common Stock
2017-05-20$13.94/sh−3,468$48,344→ 5,757 total - Exercise/Conversion
Restricted Stock Units
2017-05-20−1,562→ 4,688 total→ Common Stock (1,562 underlying) - Exercise/Conversion
Restricted Stock Units
2017-05-20−2,187→ 15,313 totalFrom: 2015-05-20→ Common Stock (2,187 underlying) - Exercise/Conversion
Restricted Stock Units
2017-05-20−2,500→ 27,500 totalExercise: $0.00From: 2016-05-20→ Common Stock (2,500 underlying) - Exercise/Conversion
Restricted Stock Units
2017-05-20−2,976→ 44,643 totalExercise: $0.00From: 2017-05-20→ Common Stock (2,976 underlying)
Footnotes (7)
- [F1]The transaction reported was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.
- [F2]The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $13.84 to $13.90, inclusive. The reporting person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- [F3]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.
- [F4]6.25% of the 25,000 stock units subject to the award vest on May 20, 2014 and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.
- [F5]6.25% of the 35,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.
- [F6]6.25% of the 40,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.
- [F7]6.25% of the 47,619 stock units subject to the award will vest on this date and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.