Daw Tracy D 4

4 · Funko, Inc. · Filed Mar 16, 2026

AI-generated summary of this filing

Updated Mar 16, 2026

Funko (FNKO) Chief Legal Officer Tracy Daw Exercises 22,367 RSUs

What Happened

Tracy Daw, Chief Legal Officer of Funko, converted/ exercised a total of 22,367 derivative units (9,767 on Mar 12, 2026 and 12,600 on Mar 13, 2026) into shares, according to the Form 4. The reported execution price for these conversions is $0.00 and the Form shows corresponding dispositions of the derivative interests on the same dates (also at $0).
These transactions reflect the conversion/settlement of restricted stock units (RSUs) that were previously granted (see footnotes). This is not an open-market sale or purchase — the filing reports conversion/settlement activity with no cash paid per the Form 4.

Key Details

Dates and amounts: Mar 12, 2026 — 9,767 units; Mar 13, 2026 — 12,600 units; total 22,367 units; reported price $0.00.
Reported dollar amount: $0 (per the Form 4 entries for these conversions/dispositions).
Shares owned after transaction: Not specified in the information provided in your summary.
Relevant footnotes:
- F1: Each RSU represents a contingent right to receive one share of Class A common stock or, at the issuer’s election, cash.
- F3/F4: RSUs were granted on Mar 12, 2025 (39,069 RSUs) and Mar 13, 2024 (50,400 RSUs) and vest in scheduled annual installments subject to continued employment.
- F2: The reported Class A share total does not reflect any common units beneficially owned by the reporting person.
Filing timeliness: Form 4 was filed on Mar 16, 2026 for transactions on Mar 12–13, 2026; this filing appears timely under typical two-business-day reporting rules.

Context

These entries are derivative conversions/settlements of RSUs, not open-market purchases or sales of existing shares. The simultaneous "acquired" and "disposed" derivative entries suggest conversion/settlement mechanics rather than a market sale; the RSU footnote clarifies settlement may be in shares or cash.
For retail investors: conversions/vestings are common executive compensation events and do not alone indicate a buy/sell signal. No proceeds or open-market sale proceeds are reported in this filing.

Form 4

Period: 2026-03-12

CHIEF LEGAL OFFICER

Transactions

Exercise/Conversion
CLASS A COMMON STOCK
[F1]
2026-03-12+9,767→ 47,209 total
Exercise/Conversion
CLASS A COMMON STOCK
[F1][F2]
2026-03-13+12,600→ 59,809 total
Exercise/Conversion
Restricted Stock Units
[F1][F3]
2026-03-12−9,767→ 29,302 total
→ CLASS A COMMON STOCK (9,767 underlying)
Exercise/Conversion
Restricted Stock Units
[F1][F4]
2026-03-13−12,600→ 25,200 total
→ CLASS A COMMON STOCK (12,600 underlying)

Footnotes (4)

[F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
[F2]The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
[F3]On March 12, 2025, the Reporting Person was granted 39,069 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 12, 2025, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
[F4]On March 13, 2024, the Reporting Person was granted 50,400 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 13, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Signature

/s/ Tracy D. Daw|2026-03-16

1 file