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4//SEC Filing

MARSHALL DAVID M 4

Accession 0001498865-13-000001

CIK 0001160142other
View on SEC.govCompany Profile

Filed

Jan 13, 7:00 PM ET

Accepted

Jan 14, 2:33 PM ET

Size

15.5 KB

Accession

0001498865-13-000001

Insider Transaction Report

Form 4
Period: 2013-01-11
InterMetro Communications, Inc.IMTO
MARSHALL DAVID M
10% Owner
Transactions
  • Conversion

    Series A2 Preferred Stock (right to buy)

    2013-01-11−25,000→ 0 total(indirect: See Note)
    From: 2012-10-12→ Common Stock (166,500 underlying)
  • Conversion

    Common Stock

    2013-01-11+166,500→ 3,288,740 total(indirect: See Note)
  • Conversion

    Series A Preferred Stock (right to buy)

    2013-01-11−25,000→ 0 total(indirect: See Note)
    From: 2012-10-12→ Series A2 Preferred Stock or Common Stock
  • Conversion

    Series A2 Preferred Stock (right to buy)

    2013-01-11+25,000→ 25,000 total(indirect: See Note)
    From: 2012-10-12→ Common Stock (166,500 underlying)
Holdings

  • Common Stock

    (indirect: See Note)
    648,588

  • Common Stock

    199,120

  • Common Stock

    (indirect: See Note)
    680,065

  • Common Stock

    (indirect: See Note)
    3,500,000
Footnotes (9)
  • [F1]Conversion of 25,000 shares Series A2 Preferred Stock.
  • [F2]Owned by the David Marshall, Inc. Profit Sharing Trust (formerly reported as the David Marshall, Inc. Pension Plan Trust), of which the reporting person is the sole trustee and beneficiary.
  • [F3]Owned by David Marshall, Inc., wholly owned by the reporting person.
  • [F4]Owned by Glenhaven Corporation, wholly owned by the reporting person.
  • [F5]Owned by Santa Monica Capital, LLC, wholly owned by the reporting person.
  • [F6]Each share is convertible into one share of Series A2 Preferred Stock or 1.5 shares of common stock. Also redeemable by the issuer at $1.25 per share plus accrued unpaid dividends.
  • [F7]Preferred Stock conversion rights have no expiration date.
  • [F8]Each share is convertible into 6.66 shares of common stock. Also redeemable by the issuer at $1.25 per share plus accrued unpaid dividends.
  • [F9]Conversion of 25,000 shares of Series A Preferred Stock.

Documents

1 file

Issuer

InterMetro Communications, Inc.

CIK 0001160142

→
Entity typeother

Related Parties

1
  • filerCIK 0001169758

Filing Metadata

Form type
4
Filed
Jan 13, 7:00 PM ET
Accepted
Jan 14, 2:33 PM ET
Size
15.5 KB
View on SEC.gov