MARSHALL DAVID M 4

4 · InterMetro Communications, Inc. · Filed Jan 14, 2013

Form 4

Period: 2013-01-11

10% Owner

Transactions

Conversion
Series A2 Preferred Stock (right to buy)
2013-01-11−25,000→ 0 total(indirect: See Note)
From: 2012-10-12→ Common Stock (166,500 underlying)
Conversion
Common Stock
2013-01-11+166,500→ 3,288,740 total(indirect: See Note)
Conversion
Series A Preferred Stock (right to buy)
2013-01-11−25,000→ 0 total(indirect: See Note)
From: 2012-10-12→ Series A2 Preferred Stock or Common Stock
Conversion
Series A2 Preferred Stock (right to buy)
2013-01-11+25,000→ 25,000 total(indirect: See Note)
From: 2012-10-12→ Common Stock (166,500 underlying)

Holdings

Footnotes (9)

[F1]Conversion of 25,000 shares Series A2 Preferred Stock.
[F2]Owned by the David Marshall, Inc. Profit Sharing Trust (formerly reported as the David Marshall, Inc. Pension Plan Trust), of which the reporting person is the sole trustee and beneficiary.
[F3]Owned by David Marshall, Inc., wholly owned by the reporting person.
[F4]Owned by Glenhaven Corporation, wholly owned by the reporting person.
[F5]Owned by Santa Monica Capital, LLC, wholly owned by the reporting person.
[F6]Each share is convertible into one share of Series A2 Preferred Stock or 1.5 shares of common stock. Also redeemable by the issuer at $1.25 per share plus accrued unpaid dividends.
[F7]Preferred Stock conversion rights have no expiration date.
[F8]Each share is convertible into 6.66 shares of common stock. Also redeemable by the issuer at $1.25 per share plus accrued unpaid dividends.
[F9]Conversion of 25,000 shares of Series A Preferred Stock.

Documents

1 file