Carmignani Donald R 4
4 · UNIFY CORP · Filed Sep 3, 2010
Insider Transaction Report
Form 4
UNIFY CORPUNFY
Carmignani Donald R
10% Owner
Transactions
- Conversion
Common Stock
2010-09-01$3.50/sh+476,278$1,666,973→ 1,162,024 total - Conversion
Subordinated Purchase Note
2010-09-01Exercise: $3.50→ Common Stock - Conversion
Common Stock
2010-09-01$3.50/sh+113,320$396,620→ 1,275,344 total - Conversion
Subordinated Indemnity Note
2010-09-01Exercise: $3.50→ Common Stock
Footnotes (3)
- [F1]The shares reported on this line were acquired by the reporting person upon the conversion by the issuer of the reporting person's Subordinated Purchase Note at a conversion price of $3.50 per share.
- [F2]The shares reported on this line were acquired by the reporting person upon the conversion by the issuer of the reporting person's Subordinated Indemnity Note at a conversion price of $3.50 per share.
- [F3]The notes became exercisable on August 31, 2010 and had a maturity date of September 29, 2015 if not converted earlier. The notes were converted into shares of common stock at the election of the issuer on September 1, 2010 at a conversion price of $3.50 per share.