Gracias Antonio J. 4

Accession 0001495158-21-000001

CIK 0001318605other

View on SEC.gov Company Profile

Filed

Feb 9, 7:00 PM ET

Accepted

Feb 10, 7:53 PM ET

Size

28.8 KB

Accession

0001495158-21-000001

Insider Transaction Report

Form 4

Period: 2021-02-08

Tesla, Inc.TSLA

Gracias Antonio J.

Director

Transactions

Exercise/Conversion
Common Stock
2021-02-08$52.38/sh+97,000$5,080,860→ 99,545 total
Sale
Common Stock
2021-02-09$844.37/sh−22,036$18,606,581→ 116,070 total
Sale
Common Stock
2021-02-09$846.38/sh−19,320$16,352,081→ 74,628 total
Sale
Common Stock
2021-02-09$847.36/sh−19,039$16,132,887→ 55,589 total
Sale
Common Stock
2021-02-09$849.32/sh−18,588$15,787,160→ 2,978 total
Exercise/Conversion
Common Stock
2021-02-08$68.56/sh+53,747$3,684,894→ 153,292 total
Sale
Common Stock
2021-02-09$842.60/sh−1,930$1,626,210→ 151,362 total
Sale
Common Stock
2021-02-09$843.51/sh−13,256$11,181,569→ 138,106 total
Sale
Common Stock
2021-02-09$845.36/sh−22,122$18,701,142→ 93,948 total
Sale
Common Stock
2021-02-09$848.40/sh−34,023$28,865,249→ 21,566 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2021-02-08−53,747→ 133,963 total
Exercise: $68.56Exp: 2025-06-12→ Common Stock (53,747 underlying)
Sale
Common Stock
2021-02-09$850.35/sh−433$368,200→ 2,545 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2021-02-08−97,000→ 500 total
Exercise: $52.38Exp: 2022-06-18→ Common Stock (97,000 underlying)

Holdings

Common Stock
(indirect: by AJG Growth Fund)
1,304,285

Footnotes (12)

[F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $841.930 to $842.920, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F10]These shares are owned directly by AJG Growth Fund LLC. The reporting person is the manager of AJG Growth Fund LLC and may be deemed to have an indirect pecuniary interest in the shares owned by AJG Growth Fund LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
[F11]This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary of June 18, 2015, such that all shares subject to the Option became fully vested and exercisable by June 18, 2018.
[F12]This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted shall become vested and exercisable as of each monthly anniversary beginning on June 12, 2018, such that all shares subject to the Option shall be fully vested and exercisable by June 12, 2021.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $842.930 to $843.920, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $843.930 to $844.920, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $844.930 to $845.920, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $845.930 to $846.920, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $846.930 to $847.920, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $847.940 to $848.935, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F8]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $848.940 to $849.930, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F9]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $849.940 to $850.620, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Documents

1 file

4
edgardoc.xmlPrimary
PRIMARY DOCUMENT

Issuer

Tesla, Inc.

CIK 0001318605

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Entity typeother

Related Parties

filerCIK 0001495158

Filing Metadata

Form type: 4
Filed: Feb 9, 7:00 PM ET
Accepted: Feb 10, 7:53 PM ET
Size: 28.8 KB

View on SEC.gov