4//SEC Filing
Clavelli Victor M 4
Accession 0001494650-22-000102
CIK 0001494650other
Filed
Sep 19, 8:00 PM ET
Accepted
Sep 20, 5:34 PM ET
Size
8.5 KB
Accession
0001494650-22-000102
Insider Transaction Report
Form 4
OptiNose, Inc.OPTN
Clavelli Victor M
Chief Commercial Officer
Transactions
- Sale
Common Stock
2022-09-16$3.55/sh−2,356$8,364→ 201,495 total - Sale
Common Stock
2022-09-20$3.56/sh−832$2,962→ 200,663 total - Award
Common Stock
2022-09-15+2,500→ 203,851 total
Footnotes (3)
- [F1]Represents the grant of performance-based restricted stock units (Performance RSUs) on March 6, 2020. Fifty percent (50%) of the Performance RSUs vested on June 15, 2022, upon achievement of certainmilestones in connection with the Company's development programs. The balance vests in eight equal quarterly installments, subject to continued service with the Issuer. Each Performance RSU represents theright to receive one share of common stock of OptiNose, Inc.
- [F2]Includes 666 shares acquired under the Optinose, Inc. 2017 Employee Stock Purchase Plan on June 30, 2022 at a price of $1.50.
- [F3]Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted share units. This sale is mandated by the issuer's award agreement under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
Documents
Issuer
OptiNose, Inc.
CIK 0001494650
Entity typeother
Related Parties
1- filerCIK 0001803982
Filing Metadata
- Form type
- 4
- Filed
- Sep 19, 8:00 PM ET
- Accepted
- Sep 20, 5:34 PM ET
- Size
- 8.5 KB