BARFRESH FOOD GROUP INC.·4

Mar 27, 6:58 PM ET

Delle Coste Riccardo 4

4 · BARFRESH FOOD GROUP INC. · Filed Mar 27, 2026

Research Summary

AI-generated summary of this filing

Updated

Barfresh (BRFH) CEO Riccardo Delle Coste Buys Warrants via Note Purchase

What Happened

  • Riccardo Delle Coste, CEO of Barfresh Food Group, reported a purchase on 2026-03-23 of convertible notes for $30,000 that included common stock purchase warrants. The filing records acquisition of derivative securities (warrants) convertible into 9,375 shares. The transaction is reported as a purchase (code P), meaning the insider acquired a financial instrument that can potentially convert into equity in the future.

Key Details

  • Transaction date: 2026-03-23; Form 4 filed: 2026-03-27.
  • Consideration paid: $30,000 for the convertible notes (recorded as a derivative purchase).
  • Derivative interest acquired: warrants representing 9,375 common shares (price per warrant/share not reported).
  • Shares owned after transaction: not specified in the filing.
  • Footnote: F1 — "Common stock purchase warrants were included with the purchase of the convertible notes."
  • Filing timeliness: no late-filing flag shown in the provided data.

Context

  • This was a purchase of a derivative instrument (notes that included warrants), not an immediate purchase of common stock. Warrants give the holder the right to buy shares in the future if exercised; they are a potential (not current) equity stake.
  • Purchases of securities or derivatives by executives can be viewed as a positive signal, but they do not guarantee future stock performance. The filing is factual about the instruments acquired and the dollar amount paid.

Insider Transaction Report

Form 4
Period: 2026-03-23
Delle Coste Riccardo
DirectorChief Executive Officer10% Owner
Transactions
  • Purchase

    10% Series A convertible note

    2026-03-23$30000.00/sh
    Exercise: $2.90From: 2026-03-23Exp: 2028-03-23Common Stock (10,345 underlying)
  • Purchase

    Series R Warrant (Right to buy)

    [F1]
    2026-03-23+9,3759,375 total
    Exercise: $3.20From: 2026-03-23Exp: 2030-03-23Common Stock (9,375 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    6,782
  • Common Stock

    87,614
  • Common Stock

    (indirect: RD Capital Holdings Pty Ltd)
    1,642,022
  • Stock option

    Exercise: $2.76From: 2026-04-25Exp: 2033-04-25Common Stock (19,231 underlying)
    19,231
  • Stock option

    Exercise: $1.57From: 2025-04-29Exp: 2032-04-29Common Stock (19,231 underlying)
    19,231
  • Stock option

    Exercise: $1.33From: 2024-04-27Exp: 2031-04-27Common Stock (19,231 underlying)
    19,231
  • Stock option

    Exercise: $6.79From: 2023-04-27Exp: 2030-04-27Common Stock (19,231 underlying)
    19,231
  • Stock option

    Exercise: $5.72From: 2022-04-27Exp: 2029-04-27Common Stock (19,231 underlying)
    19,231
  • Stock option

    Exercise: $4.94From: 2021-04-25Exp: 2028-04-25Common Stock (19,231 underlying)
    19,231
  • Stock option

    Exercise: $5.85From: 2020-05-20Exp: 2027-05-20Common Stock (19,231 underlying)
    19,231
  • Stock option

    Exercise: $6.76From: 2019-07-26Exp: 2026-12-31Common Stock (19,231 underlying)
    19,231
  • Stock option

    Exercise: $9.36From: 2018-04-27Exp: 2026-12-31Common Stock (19,231 underlying)
    19,231
  • Stock option

    Exercise: $7.15From: 2018-09-15Exp: 2026-12-31Common Stock (19,231 underlying)
    19,231
Footnotes (1)
  • [F1]Common stock purchase warrants were included with the purchase of the convertible notes.
Signature
/s/ Riccardo Delle Coste|2026-03-27

Documents

1 file
  • 4
    ownership.xmlPrimary

    4