Opaleye Management Inc. 4

4 · Alpha Cognition Inc. · Filed Mar 18, 2026

AI-generated summary of this filing

Updated Mar 18, 2026

Alpha Cognition (ACOG) 10% Owner Opaleye Management Buys 1,331 Shares

What Happened

Opaleye Management Inc. (reported as a 10% owner) acquired 1,331 shares of Alpha Cognition Inc. (ACOG) on March 16, 2026. The weighted-average purchase price was $5.78 per share, for a total reported cost of $7,696. This transaction is coded as a purchase (P).

Key Details

Transaction date: 2026-03-16; Filing date: 2026-03-18 (appears timely — filed within two business days).
Price: Weighted average $5.78; purchase prices ranged from $5.76 to $5.79 (footnote F3).
Shares acquired: 1,331; Total value: $7,696.
Shares owned after transaction: Not disclosed in the provided excerpt of the filing.
Footnotes of note:
- F1/F2: Securities are held directly by Opaleye-managed vehicles (Opaleye, L.P. and a separately managed account); Opaleye Management is the investment/portfolio manager and may be deemed to beneficially own those holdings.
- F3: Weighted-average price with a reported intra-range of $5.76–$5.79; breakdown available upon request to SEC/issuer/holders.
- F4: Opaleye Management disclaims beneficial ownership except to the extent of its pecuniary interest.
Filing timeliness: No late-filing flag provided; filing date suggests the Form 4 was submitted promptly.

Context

This reporting party is an institutional 10% owner (investment manager for funds/accounts), not an executive officer; such institutional purchases reflect portfolio activity rather than insider executive trading.
Purchases (code P) indicate acquisition of shares rather than sales or option exercises; purchases are often watched by retail investors as potentially informative, but they do not by themselves prove future stock performance.

Form 4

Period: 2026-03-16

10% Owner

Transactions

Purchase
Common Stock, no par value
[F3][F1][F4]
2026-03-16$5.78/sh+1,331$7,696→ 2,435,343 total(indirect: By Opaleye, L.P.)

Holdings

Footnotes (4)

[F1]Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.
[F2]Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account.
[F3]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.76 to $5.79. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the range.
[F4]Opaleye Management Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Signature

Opaleye Management Inc., By: /s/ James Silverman, President|2026-03-18

1 file