Nelson Brian James 4
4 · Dragonfly Energy Holdings Corp. · Filed Mar 17, 2026
Research Summary
AI-generated summary of this filing
Dragonfly (DFLI) Director Nelson James Receives RSU Award
What Happened
Nelson Brian James, a director of Dragonfly Energy Holdings Corp. (DFLI), was granted 4,204 restricted stock units (RSUs) on March 15, 2026. The award was reported as an acquisition at $0.00 (a non‑cash grant). The RSUs will be settled in shares of common stock and vest in three equal annual installments beginning April 1, 2026, subject to continuous service.
Key Details
- Transaction date: March 15, 2026; Filing date: March 17, 2026 (Form 4 accession 0001493152-26-010586). Filing appears timely.
- Grant: 4,204 RSUs; price: $0.00 (award/grant, not a purchase); reported value at grant: $0.
- Vesting: three equal annual installments beginning April 1, 2026, contingent on continued service.
- Additional prior RSUs: filing notes a one‑for‑10 reverse stock split (Dec 18, 2025) and references 1,646 unvested RSUs from an April 12, 2024 grant that vest in two equal installments on April 12, 2026 and April 12, 2027.
- Shares owned after transaction: not specified in the filing.
- Plan: Award granted under the Dragonfly Energy Holdings Corp. 2022 Equity Incentive Plan. No 10b5-1 plan, tax withholding, or cashless exercise indicated.
Context
RSUs are compensation awards that convert to shares according to a vesting schedule; they are not an immediate cash purchase or sale. Such grants are common for directors and employees and reflect compensation, not necessarily a buy/sell signal. The filing clarifies settlement in common stock and the effect of the prior reverse split on earlier unvested RSUs.
Insider Transaction Report
- Award
Common Stock
[F1][F2]2026-03-15+4,204→ 7,005 total
Footnotes (2)
- [F1]On March 15, 2026, the Reporting Person was granted 4,204 restricted stock units ("RSUs") under the Dragonfly Energy Holdings Corp. 2022 Equity Incentive Plan (the "Plan"), which will be settled in shares of common stock, par value $0.0001 (the "Common Stock"). The RSUs vest in three equal annual installments beginning on April 1, 2026, as long as the Reporting Person remains in continuous service with the Issuer through each vesting date.
- [F2]Reflects a one-for-10 reverse stock split effected by the Issuer on December 18, 2025. Includes 1,646 unvested RSUs remaining granted on April 12, 2024 under the Plan, which will be settled in shares of Common Stock. The remaining RSUs will vest in two equal installments on April 12, 2026 and April 12, 2027, as long as the Reporting Person remains in continuous service with the Issuer through each vesting date.