4/A//SEC Filing
Gupta Shanti B. 4/A
Accession 0001493152-26-003655
CIK 0001780312other
Filed
Jan 25, 7:00 PM ET
Accepted
Jan 26, 8:00 PM ET
Size
5.6 KB
Accession
0001493152-26-003655
Research Summary
AI-generated summary of this filing
AST SpaceMobile COO Shanti Gupta Sells 25,575 Shares (Tax Withholding)
What Happened
- Shanti B. Gupta, Chief Operating Officer of AST SpaceMobile (ASTS), had 25,575 shares of Class A common stock withheld and reported as disposed to satisfy tax obligations tied to RSU vesting. The shares were valued at $29.83 each, totaling approximately $762,902. The withholding related to the vesting of 50,000 RSUs, which produced a net vested amount of 24,425 shares after withholding.
Key Details
- Transaction date: September 15, 2024
- Transaction type/code: Payment of tax liability by withholding securities (code F)
- Price per share: $29.83
- Shares withheld/disposed: 25,575 (total value ≈ $762,902)
- Net shares vested from the award: 24,425 (50,000 RSUs gross minus withheld shares)
- Shares owned after transaction: Not specified in this filing; net 24,425 shares resulted from the vesting
- Filing status: This is an AMENDED Form 4 filed Jan 26, 2026 correcting an administrative overstatement of 50,000 shares in earlier filings (see footnote F2)
- Footnotes: F1 explains the withholding was to cover tax liability on RSU vesting; F2 notes prior Forms 4 overstated direct holdings by 50,000 shares due to an administrative error
Context
- This was a routine tax-withholding disposition tied to RSU vesting (a common administrative action), not an active open-market sale indicating trading intent. The amended filing corrects previously misstated holdings; investors should treat this as a housekeeping correction rather than a directional insider trade signal.
Insider Transaction Report
Form 4/AAmended
Gupta Shanti B.
Chief Operating Officer
Transactions
- Tax Payment
Class A Common Stock
[F1][F2]2024-09-15$29.83/sh−25,575$762,902→ 348,232 total
Footnotes (2)
- [F1]Represents a payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units representing 50,000 shares of Class A Common Stock issued in accordance with Rule 16b-3, resulting in a net vested number of shares of 24,425 shares.
- [F2]Reporting person's direct holdings in the Form 4 filed on September 17, 2024 inadvertently overstated his direct holdings of Class A Common Stock by 50,000 shares due to an administrative error. This 50,000-share overstatement with respect to Class A Common Stock was also reflected in reporting person's subsequent Forms 4.
Signature
/s/ Shanti Gupta|2026-01-26
Documents
Issuer
AST SpaceMobile, Inc.
CIK 0001780312
Entity typeother
Related Parties
1- filerCIK 0001884187
Filing Metadata
- Form type
- 4/A
- Filed
- Jan 25, 7:00 PM ET
- Accepted
- Jan 26, 8:00 PM ET
- Size
- 5.6 KB