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4//SEC Filing

LAWRENCE PETER J.L. 4

Accession 0001493152-23-026773

CIK 0001559998other

View on SEC.gov Company Profile

Filed

Aug 3, 8:00 PM ET

Accepted

Aug 4, 1:59 PM ET

Size

24.7 KB

Accession

0001493152-23-026773

Insider Transaction Report

Form 4

Period: 2022-09-18

Gaucho Group Holdings, Inc.VINO

LAWRENCE PETER J.L.

Director

Transactions

Exercise/Conversion
Common Stock
2022-09-18$7.50/sh+120$900→ 11,855 total
Award
Common Stock
2023-07-14$0.56/sh+67,568$37,500→ 83,415 total
Other
Stock Option
2022-12-17−278→ 0 total
Exercise: $198.00Exp: 2022-12-17→ Common Stock (278 underlying)
Exercise/Conversion
Restricted Stock Unit
2022-12-18−119→ 0 total
Exercise: $7.50Exp: 2023-12-18→ Common Stock (119 underlying)
Exercise/Conversion
Restricted Stock Unit
2022-12-31$9.68/sh−3,873$37,506→ 0 total
Exercise: $9.68Exp: 2022-12-31→ Common Stock (3,873 underlying)
Exercise/Conversion
Common Stock
2022-12-31$9.68/sh+3,873$37,506→ 15,847 total
Exercise/Conversion
Common Stock
2022-12-18$7.50/sh+119$893→ 11,974 total
Exercise/Conversion
Restricted Stock Unit
2022-09-18$7.50/sh−120$900→ 0 total
Exercise: $7.50Exp: 2023-12-18→ Common Stock (120 underlying)

Holdings

Common Stock
(indirect: See footnote)
60
Stock Option
Exercise: $69.36Exp: 2024-07-08→ Common Stock (833 underlying)
833
Stock Option
Exercise: $97.08Exp: 2023-09-20→ Common Stock (1,111 underlying)
1,111
Stock Option
Exercise: $108.96Exp: 2025-09-28→ Common Stock (556 underlying)
556
Stock Option
Exercise: $69.36Exp: 2024-01-31→ Common Stock (278 underlying)
278

Footnotes (10)

[F1]Acquired upon vesting of restricted stock units issued in connection with the conversion of outstanding options of Gaucho Group, Inc.
[F10]Options granted pursuant to Gaucho's 2018 Equity Incentive Plan. Fully vested as of 9/20/22.
[F2]Vesting of restricted stock units and shares issued pursuant to Gaucho's 2018 Equity Incentive Plan.
[F3]Acquired as compensation for service on the Board for first half of 2023.
[F4]Shares held by Mr. Lawrence and his spouse as trustees of the Peter Lawrence 1992 Settlement Trust.
[F5]Vesting of restricted stock units issued pursuant to Gaucho's 2018 Equity Incentive Plan.
[F6]Expiration of option with no value received.
[F7]Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 25% shares vested on 9/28/21; thereafter options to acquire 35 shares vest every three months until fully vested on 9/28/24.
[F8]Options granted pursuant to Gaucho's 2018 Equity Incentive Plan. Fully vested on 7/8/23.
[F9]Options granted pursuant to Gaucho's 2018 Equity Incentive Plan. Fully vested on 1/31/23.

Documents

1 file

4
ownership.xmlPrimary

Issuer

Gaucho Group Holdings, Inc.

CIK 0001559998

Entity typeother

Related Parties

1

filerCIK 0001476366

Filing Metadata

Form type: 4
Filed: Aug 3, 8:00 PM ET
Accepted: Aug 4, 1:59 PM ET
Size: 24.7 KB

View on SEC.gov