4//SEC Filing
Cannon Reuben 4
Accession 0001493152-22-017766
CIK 0001559998other
Filed
Jun 23, 8:00 PM ET
Accepted
Jun 24, 7:09 PM ET
Size
12.4 KB
Accession
0001493152-22-017766
Insider Transaction Report
Form 4
Cannon Reuben
Director
Transactions
- Award
Restricted Stock Unit
2022-06-24$0.63/sh+1,433$896→ 1,433 totalExercise: $0.63Exp: 2023-12-18→ Common Stock (1,433 underlying) - Award
Common Stock
2022-06-24$0.63/sh+10,033$6,271→ 126,876 total
Holdings
- 3,333
Warrants
Exercise: $6.00From: 2021-02-19Exp: 2022-08-19→ Common Stock (3,333 underlying) - 1,000
Stock Option
Exercise: $8.09Exp: 2023-09-20→ Common Stock (1,000 underlying) - 6,667
Stock Option
Exercise: $9.08Exp: 2025-09-28→ Common Stock (6,667 underlying) - 1,960(indirect: See footnote)
Common Stock
Footnotes (6)
- [F1]Acquired in connection with the conversion of outstanding options of Gaucho Group, Inc.
- [F2]Held by Reuben Cannon Productions, controlled by Mr. Cannon.
- [F3]Restricted stock units issued pursuant to Gaucho's 2018 Equity Incentive Plan; 717 shares vest on 9/18/22 with the remainder vesting on 12/18/22.
- [F4]Purchased pursuant to a public offering of Units at a price of $6.00 per Unit, with each Unit consisting of one share of common stock and one common stock purchase warrant; each warrant has an exercise price equal to 100% of the offering price.
- [F5]Options granted pursuant to 2018 Equity Incentive Plan; options to acquire 250 shares vest on 9/20/19; options to acquire 63 shares vest on 12/20/19; thereafter options to acquire 62 shares vest every three months.
- [F6]Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 1,667 shares vest on 9/28/21; thereafter options to acquire 417 shares vest every three months.
Documents
Issuer
Gaucho Group Holdings, Inc.
CIK 0001559998
Entity typeother
Related Parties
1- filerCIK 0001818958
Filing Metadata
- Form type
- 4
- Filed
- Jun 23, 8:00 PM ET
- Accepted
- Jun 24, 7:09 PM ET
- Size
- 12.4 KB