4//SEC Filing
Malone Michael 4
Accession 0001493152-22-003318
CIK 0001538217other
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 8:43 PM ET
Size
14.8 KB
Accession
0001493152-22-003318
Insider Transaction Report
Form 4
SRAX, Inc.SRAX
Malone Michael
Chief Financial Officer
Transactions
- Exercise/Conversion
Class A Common Stock
2021-12-31$2.56/sh+100,000$256,000→ 101,292 total - Tax Payment
Class A Common Stock
2021-12-31$4.49/sh−16,732$75,127→ 27,544 total - Other
Series A Non-Voting Preferred Stock
2021-09-27+1,292→ 1,292 total - Tax Payment
Class A Common Stock
2021-12-31$4.49/sh−57,016$256,002→ 44,276 total - Award
Class A Common Stock Purchase Option
2022-01-06+100,000→ 100,000 totalExercise: $4.25From: 2022-01-06Exp: 2029-01-06→ Class A Common Stock (100,000 underlying) - Exercise/Conversion
Class A Common Stock Purchase Option
2018-12-15−100,000→ 0 totalExercise: $2.56From: 2018-12-15Exp: 2022-01-02→ Class A common Stock (100,000 underlying)
Footnotes (7)
- [F1]Represents exercise of option granted on December 15, 2018 ("2018 Option"). The 2018 Option was exercised on a cashless basis with shares withheld by the Issuer for tax withholding.
- [F2]Represents shares withheld pursuant to cashless exercise of the 2018 Option.
- [F3]Represents shares withheld for tax withholding pursuant to exercise of 2018 Option.
- [F4]Includes 1,292 shares of Class A Common Stock owned by Reporting Person prior to the exercise of the 2018 Option.
- [F5]Represents securities acquired as a result of a dividend on the Class A Common Stock issued on September 27, 2021.
- [F6]Represents discretionary stock option bonus grant received by Reporting Person. The options vest quarterly in equal quarterly installments over a three year period beginning on 1/6/2022.
- [F7]Represents exercise of the 2018 Option.
Documents
Issuer
SRAX, Inc.
CIK 0001538217
Entity typeother
Related Parties
1- filerCIK 0001525225
Filing Metadata
- Form type
- 4
- Filed
- Feb 3, 7:00 PM ET
- Accepted
- Feb 4, 8:43 PM ET
- Size
- 14.8 KB