Berman Tom J. 4
4 · Nano Magic Holdings Inc. · Filed Nov 12, 2021
Insider Transaction Report
Form 4
Berman Tom J.
DirectorPresident10% Owner
Transactions
- Other
Common Stock
2021-11-10+48,349→ 385,255 total - Other
Common Stock
2021-11-10−48,349→ 385,255 total(indirect: See Footnote) - Other
Warrants
2021-11-10+481,435→ 3,389,191 total(indirect: See Footnote)Exercise: $1.50→ Common stock (481,435 underlying)
Footnotes (5)
- [F1]Reporting person received an in-kind distribution from PEN Comeback, LLC ("Comeback") and from PEN Comeback 2, LLC ("Comeback 2"), increasing direct holdings and decreasing indirect holdings. Share of indirect holdings also changed because distribution triggered changed allocations under the Comeback and Comeback 2 operating agreements.
- [F2]Total includes shares owned directly and indirectly.
- [F3]Warrants are presently exercisable
- [F4]Warrants held by Comeback will expire on five different dates: earliest on 10/15/2022, and last on 6/27/2023. Warrants held by Comeback 2 will expire on six different dates: earliest on 9/6/2023, and last on 3/26/2024.
- [F5]Indirect interest in stock and warrants held by Comeback and Comeback 2 changed as a result of distributions reflected in Table I that allow reporting person to share in carried interest. No consideration was paid or received. Total in column 7 of Table 1 and column 11 of Table II include securities held directly and indirectly.