UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): ~~June~~August 2418, 2021

CHINA XD PLASTICS COMPANY LIMITED

(Exact name of registrant as specified in its charter)

Nevada		001-34546		04-3836208
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

No. 9 Dalian North Road, Haping Road Centralized Industrial Park, Harbin Development Zone,Heilongjiang Province, the PRC		150060
No. 9 Dalian North Road, Haping Road Centralized Industrial Park, Harbin Development Zone, Heilongjiang Province, the PRC		150060
(Address of principal executive offices)		(Zip Code)

(86) 451-8434-6600

(Registrant’s ~~telephone~~Telephone ~~number~~Number, ~~including~~Including ~~area~~Area ~~code~~Code)

Not applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[☐ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Common Stock		CXDC		Nasdaq Global Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b–2 of the Securities Exchange Act of 1934 (§ 240.12b–2 of this chapter).

Emerging growth company ~~[ ]~~☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ~~[ ]~~☐

ITEM 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

On ~~June~~August 2418, 2021, China XD Plastic Company Limited (the “Company”) received a letter (the “~~Nasdaq~~ Letter”) from the Listing Qualifications Department of the Nasdaq Stock Market (“Nasdaq”) notifying the Company that it was nonot ~~longer~~ in compliance with requirements ~~the~~of ~~minimum~~Nasdaq ~~bid~~Listing ~~price~~Rule ~~requirement~~5250(c)(1) as ~~set~~a ~~forth~~result inof ~~Nasdaq~~not ~~Listing~~having ~~Rule~~timely ~~5450(a)(1)~~filed (its Quarterly Report on Form 10-Q for the ~~“Minimum~~quarterly period ~~Bid~~ended ~~Price~~June ~~Requirement~~30, 2021 and because the Company has not yet filed its Annual Report on Form 10-K for the fiscal year ended December 31, 2020 (the “Form 10-K”) and its Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2021.

~~Nasdaq~~The ~~Listing~~Letter ~~Rule~~has ~~5450(a)(1)~~no ~~requires~~immediate ~~listed~~effect ~~securities~~on tothe ~~maintain~~listing aor ~~minimum~~trading ~~bid~~of ~~price~~the ofCompany’s ~~$1.00~~common ~~per~~stock ~~share,~~on ~~and~~the Nasdaq ~~Listing~~Global ~~Rule~~Market. ~~5810(c)(3)(A)~~The Letter ~~provides~~states that, abased ~~failure~~on toNasdaq’s ~~meet~~review of the ~~Minimum~~Company’s ~~Bid~~previously ~~Price~~submitted ~~Requirement~~plan ~~exists~~of ifcompliance (the ~~deficiency~~“Plan ~~continues for a period~~ of ~~30 consecutive business~~Compliance”) ~~days.~~and ~~Based~~discussion onwith the ~~closing~~Company ~~bid~~on ~~price~~July of26, 2021, the Company’s ~~common~~is ~~stock~~required ~~for~~to ~~the~~submit 30a ~~consecutive~~written ~~business~~update ~~days~~of ~~prior~~the toaudit ~~the~~work to date ofand ~~the~~audit ~~Nasdaq~~procedures ~~Letter,~~which ~~the~~still ~~Company~~need noto ~~longer~~be ~~meets~~completed ~~the~~along ~~Minimum~~with ~~Bid~~a ~~Price~~timeline ~~Requirement.~~for ~~The~~completion ~~Nasdaq~~of ~~Letter~~each ~~has~~of nothe ~~immediate~~delinquent ~~effect~~reports onstated ~~the~~herein. ~~listing~~If ~~or trading of~~ the Company’s ~~common~~Plan ~~stock~~of onCompliance ~~the~~is ~~Nasdaq~~accepted ~~Global~~by ~~Market and~~Nasdaq, atthen ~~this~~Nasdaq ~~time,~~can grant the ~~common~~Company ~~stock~~up ~~will~~to ~~continue~~180 tocalendar ~~trade on~~days from the ~~Nasdaq~~due date ~~Global~~of ~~Market~~the ~~under~~Form ~~the~~10-K ~~symbol~~to ~~“CXDC~~regain compliance.”

~~The~~On ~~Nasdaq~~August ~~Letter provides that the Company has 180 calendar days~~31, ~~or until December 21,~~ 2021 ~~(the “Compliance Period”)~~, ~~to regain compliance with Nasdaq Listing Rule 5450(a)(1). To regain compliance,~~ the Company’s ~~common~~issued ~~stock must have~~ a ~~closing~~press ~~bid~~release ~~price of~~announcing atits ~~least~~receipt ~~$1.00 per share for a minimum~~ of 10the ~~consecutive business days~~Letter. ~~If the Company does not regain compliance with the Minimum Bid Price Requirement by the end of the Compliance Period, then under Nasdaq Listing Rule 5810(c)(3)(~~A~~)(i),~~ ~~the~~copy ~~Company may transfer to The Nasdaq Capital Market, provided that it meets the applicable market value~~ of ~~publicly held shares requirement for continued listing as well as all other standards for initial listing of its common stock on~~ the ~~Nasdaq~~press ~~Capital~~release ~~Market~~is ~~(other~~attached ~~than the Minimum Bid Price~~as ~~Requirement)~~Exhibit ~~and notifies Nasdaq of its intention to cure the deficiency during a second compliance period (by effecting a reverse stock split if necessary)~~99.1 ~~Following a transfer~~ to ~~The~~this ~~Nasdaq~~Current ~~Capital~~Report ~~Market,~~on ~~under~~Form ~~Nasdaq Listing Rule 5810(c)(3)(A)(ii), the Company may be afforded an additional 180~~8-~~days~~K toand ~~regain~~is ~~compliance~~incorporated ~~with~~herein ~~the~~by ~~Minimum Bid Price Requirement~~reference.

IfITEM ~~the~~9.01 ~~Company~~Financial ~~does~~Statements ~~not~~and ~~regain compliance with the Minimum Bid Price Requirement by the end of the Compliance Period (or the Compliance Period as may be extended) the Company’s common stock will be subject to delisting.~~Exhibits

~~The~~(d) Company intends to monitor the closing bid price of its common stock and may, if appropriate, consider implementing available options, including, but not limited to, implementing a reverse share split of its outstanding common stock, to regain compliance with the Minimum Bid Price Requirement under the Nasdaq Listing RulesExhibits.

Exhibit No.		Description
99.1		Press release dated August 31, 2021

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: ~~July~~September 12, 2021

	CHINA XD PLASTICS COMPANY LIMITED

	By:	/s/ Jie HAN
	Name:	Jie HAN
	Title:	Chief Executive Officer

Filing Compare · China XD Plastics Co Ltd