4//SEC Filing
Rickert Jeanne M 4
Accession 0001493152-19-019447
CIK 0000891417other
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 3:11 PM ET
Size
5.5 KB
Accession
0001493152-19-019447
Insider Transaction Report
Form 4
PEN INC.PENC
Rickert Jeanne M
DirectorChief Legal Officer
Transactions
- Other
Class A Common Stock
2019-12-18$0.58/sh+3,448$2,000→ 570,385 total
Footnotes (1)
- [F1]Of the total holdings, 44,279 shares of Class A common stock are held directly by the reporting person, and the balance are held indirectly through Rickert Family, Limited Partnership. Amount does not include shares held by the Rickert Family, Limited Partnership, except to the extent of the 33.33% limited partnership interest owned by the reporting person for which she has none of the voting control. The reporting person disclaims beneficial ownership of the Issuer's securities owned by the Rickert Family, Limited Partnership, except to the extent of her pecuniary interest and this filing should not be construed as an admission that the reporting person is the beneficial owner of these securities.
Documents
Issuer
PEN INC.
CIK 0000891417
Entity typeother
Related Parties
1- filerCIK 0001616631
Filing Metadata
- Form type
- 4
- Filed
- Dec 18, 7:00 PM ET
- Accepted
- Dec 19, 3:11 PM ET
- Size
- 5.5 KB