4//SEC Filing
Rocket Fuel Inc. 4
Accession 0001477200-15-000056
CIK 0001477200operating
Filed
Apr 23, 8:00 PM ET
Accepted
Apr 24, 5:08 PM ET
Size
14.8 KB
Accession
0001477200-15-000056
Insider Transaction Report
Form 4
Rocket Fuel Inc.FUEL
Frankel Richard A.
DirectorCo-Founder and President10% Owner
Transactions
- Sale
Common Stock
2015-04-22$8.89/sh−5,160$45,887→ 1,728,902 total(indirect: See Footnote) - Sale
Common Stock
2015-04-22$8.91/sh−420$3,742→ 76,493 total(indirect: See Footnote) - Sale
Common Stock
2015-04-23$8.99/sh−420$3,778→ 76,073 total(indirect: See Footnote) - Sale
Common Stock
2015-04-23$9.01/sh−420$3,783→ 76,073 total(indirect: See Footnote) - Sale
Common Stock
2015-04-22$8.91/sh−420$3,742→ 76,493 total(indirect: See Footnote) - Sale
Common Stock
2015-04-23$9.06/sh−5,160$46,757→ 1,723,742 total(indirect: See Footnote)
Footnotes (9)
- [F1]This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 8, 2014.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.80 to $8.99, inclusive. The reporting person undertakes to provide to Rocket Fuel Inc., any security holder of Rocket Fuel Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (7), (8) and (9) to this Form 4.
- [F3]Shares owned by the Martha M. Conway & Richard A. Frankel TR UA 03/13/2009 Conway-Frankel Family Trust
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.87 to $8.96, inclusive.
- [F5]Shares held in the name of Martha M. Conway Grantor Retained Annuity Trust U/T/A May 20, 2013. Ms. Conway is the wife of Mr. Frankel.
- [F6]Shares held by The Richard A. Frankel Grantor Retained Annuity Trust U/T/A May 20, 2013, for which the reporting person is a trustee.
- [F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.85 to $9.56, inclusive.
- [F8]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.92 to $9.10, inclusive.
- [F9]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.92 to $9.04, inclusive.
Documents
Issuer
Rocket Fuel Inc.
CIK 0001477200
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001477200
Filing Metadata
- Form type
- 4
- Filed
- Apr 23, 8:00 PM ET
- Accepted
- Apr 24, 5:08 PM ET
- Size
- 14.8 KB