Home/Filings/4/0001471974-18-000002
4//SEC Filing

Kunkler William Charles III 4

Accession 0001471974-18-000002

CIK 0001310067other

Filed

Mar 21, 8:00 PM ET

Accepted

Mar 22, 4:27 PM ET

Size

10.9 KB

Accession

0001471974-18-000002

Insider Transaction Report

Form 4
Period: 2018-03-20
Transactions
  • Award

    8% Senior Unsecured Convertible PIK Toggle Notes due 2019

    2018-03-20(indirect: By Spouse)
    Exercise: $8.33From: 2018-03-20Exp: 2019-12-15Common Stock, par value $0.01 per share (1,080 underlying)
  • Award

    8& Senior Unsecured Convertible PIK Toggle Notes due 2019

    2018-03-20
    Exercise: $8.33From: 2018-03-20Exp: 2019-12-15Common Stock, par value $0.01 per share (16,320 underlying)
Footnotes (2)
  • [F1]The reporting person acquired the $136,000 aggregate principal amount of 8% Senior Unsecured Convertible PIK Toggle Notes due 2019 in exchange for $136,000 aggregate principal amount of the issuer's 8% Senior Unsecured Notes due 2019 in an issuer exchange offer.
  • [F2]The amount reflects the acquisition by the reporting persons spouse of the $9,000 aggregate principal amount of 8% Senior Unsecured Convertible PIK Toggle Notes due 2019 in exchange for $9,000 aggregate principal amount of the issuer's 8% Senior Unsecured Notes due 2019 in an issuer exchange offer. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Issuer

SEARS HOLDINGS CORP

CIK 0001310067

Entity typeother

Related Parties

1
  • filerCIK 0001471974

Filing Metadata

Form type
4
Filed
Mar 21, 8:00 PM ET
Accepted
Mar 22, 4:27 PM ET
Size
10.9 KB