RUBICON FINANCIAL INC·4

Oct 6, 12:58 PM ET

Mangiapane Joseph Jr. 4

4 · RUBICON FINANCIAL INC · Filed Oct 6, 2009

Insider Transaction Report

Form 4
Period: 2009-07-15
Mangiapane Joseph Jr.
DirectorCEO, President, Secretary10% Owner
Transactions
  • Other

    Common Stock

    2009-09-30$0.17/sh+680,000$112,8122,674,222 total
  • Award

    Common Stock

    2009-07-15$0.14/sh+2,500$3501,994,222 total
Holdings
  • Common Stock

    1,774,222
  • Common Stock

    (indirect: By Children)
    2,974,222
Footnotes (5)
  • [F1]Shares of common stock issued for fiscal 2009 director's fee.
  • [F2]Deemed fair market value pursuant to SFAS 123R.
  • [F3]Shares of common stock acquired in private transaction for repayment of promissory note, including accrued interest.
  • [F4]Includes 100,000 shares of common stock held by Mr. Mangiapane's wife.
  • [F5]Includes 200,000 shares held by Mr. Mangiapane's children.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT