Ocugen, Inc.·4

Jan 6, 5:20 PM ET

Musunuri Shankar 4

4 · Ocugen, Inc. · Filed Jan 6, 2026

Insider Transaction Report

Form 4
Period: 2026-01-02
Musunuri Shankar
DirectorChief Executive Officer
Transactions
  • Award

    Common Stock

    2026-01-02+3,123,2014,955,924 total
  • Award

    Option (Right to Buy)

    2026-01-02+3,123,2013,123,201 total
    Exercise: $1.38Exp: 2036-01-02Common Stock (3,123,201 underlying)
Holdings
  • Common Stock

    (indirect: By LLC)
    1,145,299
Footnotes (3)
  • [F1]Reflects a grant of performance stock units ("PSUs"). Each PSU represents a contingent right to receive one share of the Issuer's common stock upon the achievement of certain performance goals, subject to continued service with the Issuer on the applicable vesting dates.
  • [F2]The Reporting Person is a member and officer of KVM Holdings, LLC and has voting and investment power over the shares held by KVM Holdings, LLC.
  • [F3]The option vests annually in equal installments over three years commencing on January 2, 2027, subject to continued service with the Issuer on the applicable vesting dates.

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES