UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

Current Report

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): ~~January~~February 2617, 2023

COWEN INC.

(Exact Name of Registrant as Specified in Charter)

(Exact Name of Registrant as Specified in Charter)

Delaware

001-34516

27-0423711

(State or Other Jurisdiction of Incorporation)

(Commission File Number)

(I.R.S. Employer
Identification No.)

599 Lexington Avenue

New York, NY 10022

(Address of Principal Executive Offices and Zip Code)

Registrant’s telephone number, including area code: (~~212~~646) ~~845~~562-~~7900~~1010

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


☐			Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


☐			Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


☐			Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


☐			Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

☐ Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405 ~~of this chapter~~) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 ~~of this chapter~~).

~~Emerging~~☐ If an emerging growth company ☐, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

Securities registered pursuant to Section 12(b) of the Act:

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class

Trading Symbol

Name of Exchange on Which Registered

Class A Common Stock, par value $0.01 per share

COWN

The Nasdaq Global Market

7.75% Senior Notes due 2033

COWNL

The Nasdaq Global Market

Item 82.0102. ~~Other~~ Results ~~Events~~of Operations and Financial Condition.

On ~~January 26~~February 17, 2023, Cowen Inc., a Delaware corporation (the "“Company"”) issued a press release announcing ~~that~~its ~~the~~financial ~~Company's~~results ~~Board~~for ~~of Directors has declared a quarterly cash dividend of $14.06 per share on~~ the ~~Company's~~fourth ~~5.625%~~quarter ~~Series~~and Afull ~~Cumulative~~year ~~Perpetual Convertible Preferred Stock. The dividend payment will be made on February 15~~2022, ~~2023,~~a tocopy ~~the holders~~ of ~~record~~which asis ofattached ~~the~~hereto ~~close~~as ofExhibit ~~business on February~~ 99.1~~, 2023~~.

AThe ~~copy~~information in Exhibit 99.1 is furnished pursuant to Item 2.02 and shall not be deemed to be “filed” for the purposes of Section 18 of the ~~press~~Securities ~~release~~Exchange isAct ~~attached~~of ~~hereto~~1934, atas ~~Exhibit~~amended, 99(the “Exchange Act”) or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act.1

Item 9.01. Financial Statements and Exhibits.

(d)						Exhibit
99.1						Press Release ~~Issued~~issued by the Company dated ~~January~~February 2617, 2023.

~~SIGNATURES~~SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, ~~as amended,~~ the ~~registrant~~Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

COWEN INC.

By:

/s/ Owen S. Littman

Name:

Owen S. Littman

Date:

February 17, 2023

Title:

General Counsel

Dated: January 26, 2023	By:	/s/ Owen S. Littman
	Name:	Owen S. Littman
	Title:	General Counsel

Filing Compare · COWEN INC.