4//SEC Filing
K2 PRINCIPAL FUND, L.P. 4
Accession 0001461790-18-000042
CIK 0001659122other
Filed
Sep 30, 8:00 PM ET
Accepted
Oct 1, 4:59 PM ET
Size
15.3 KB
Accession
0001461790-18-000042
Insider Transaction Report
Form 4
K2 PRINCIPAL FUND, L.P.
10% Owner
Transactions
- Sale
Warrants
2018-09-28$1.00/sh−300,000$300,300→ 864,548 totalExercise: $11.50From: 2017-05-27Exp: 2022-04-27→ Class A Common Stock (300,000 underlying)
Holdings
- 195,714
Class A Common Stock
- 10,802
8% Series A Cumulative Preferred Stock
→ Class A Common Stock (939,336 underlying)
Footnotes (2)
- [F1]Each shares of series A preferred stock is convertible into 86.9565 shares of class A common stock and there is no expiration
- [F2]The series A preferred stock is convertible into class A common stock any time
Documents
Issuer
Rosehill Resources Inc.
CIK 0001659122
Entity typeother
IncorporatedOntario, Canada
Related Parties
1- filerCIK 0001461790
Filing Metadata
- Form type
- 4
- Filed
- Sep 30, 8:00 PM ET
- Accepted
- Oct 1, 4:59 PM ET
- Size
- 15.3 KB