Home/Filings/4/0001461790-18-000041

4//SEC Filing

K2 PRINCIPAL FUND, L.P. 4

Accession 0001461790-18-000041

CIK 0001659122other

View on SEC.gov Company Profile

Filed

Sep 20, 8:00 PM ET

Accepted

Sep 21, 4:57 PM ET

Size

16.8 KB

Accession

0001461790-18-000041

Insider Transaction Report

Form 4

Period: 2018-09-20

Rosehill Resources Inc.ROSE

K2 & Associates Investment Management Inc.

10% Owner

Transactions

Sale
Class A Common Stock
2018-09-21$8.62/sh−3,200$27,598→ 195,714 total
Sale
Class A Common Stock
2018-09-20$8.65/sh−16,094$139,258→ 198,914 total

Holdings

Warrants
Exercise: $11.50From: 2017-05-27Exp: 2022-04-27→ Class A Common Stock (1,164,548 underlying)
1,164,548
8% Series A Cumulative Preferred Stock
→ Class A Common Stock (939,336 underlying)
10,802

Kimel Shawn

10% Owner

Transactions

Sale
Class A Common Stock
2018-09-21$8.62/sh−3,200$27,598→ 195,714 total
Sale
Class A Common Stock
2018-09-20$8.65/sh−16,094$139,258→ 198,914 total

Holdings

Warrants
Exercise: $11.50From: 2017-05-27Exp: 2022-04-27→ Class A Common Stock (1,164,548 underlying)
1,164,548
8% Series A Cumulative Preferred Stock
→ Class A Common Stock (939,336 underlying)
10,802

K2 GENPAR LP

10% Owner

Transactions

Sale
Class A Common Stock
2018-09-20$8.65/sh−16,094$139,258→ 198,914 total
Sale
Class A Common Stock
2018-09-21$8.62/sh−3,200$27,598→ 195,714 total

Holdings

8% Series A Cumulative Preferred Stock
→ Class A Common Stock (939,336 underlying)
10,802
Warrants
Exercise: $11.50From: 2017-05-27Exp: 2022-04-27→ Class A Common Stock (1,164,548 underlying)
1,164,548

K2 PRINCIPAL FUND, L.P.

10% Owner

Transactions

Sale
Class A Common Stock
2018-09-20$8.65/sh−16,094$139,258→ 198,914 total
Sale
Class A Common Stock
2018-09-21$8.62/sh−3,200$27,598→ 195,714 total

Holdings

8% Series A Cumulative Preferred Stock
→ Class A Common Stock (939,336 underlying)
10,802
Warrants
Exercise: $11.50From: 2017-05-27Exp: 2022-04-27→ Class A Common Stock (1,164,548 underlying)
1,164,548

Shawn Kimel Investments, Inc.

10% Owner

Transactions

Sale
Class A Common Stock
2018-09-21$8.62/sh−3,200$27,598→ 195,714 total
Sale
Class A Common Stock
2018-09-20$8.65/sh−16,094$139,258→ 198,914 total

Holdings

Warrants
Exercise: $11.50From: 2017-05-27Exp: 2022-04-27→ Class A Common Stock (1,164,548 underlying)
1,164,548
8% Series A Cumulative Preferred Stock
→ Class A Common Stock (939,336 underlying)
10,802

K2 GENPAR 2009 INC

10% Owner

Transactions

Sale
Class A Common Stock
2018-09-20$8.65/sh−16,094$139,258→ 198,914 total
Sale
Class A Common Stock
2018-09-21$8.62/sh−3,200$27,598→ 195,714 total

Holdings

8% Series A Cumulative Preferred Stock
→ Class A Common Stock (939,336 underlying)
10,802
Warrants
Exercise: $11.50From: 2017-05-27Exp: 2022-04-27→ Class A Common Stock (1,164,548 underlying)
1,164,548

Footnotes (2)

[F1]Each shares of series A preferred stock is convertible into 86.9565 shares of class A common stock and there is no expiration
[F2]The series A preferred stock is convertible into class A common stock any time

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

Rosehill Resources Inc.

CIK 0001659122

→

Entity typeother

IncorporatedOntario, Canada

Related Parties

filerCIK 0001461790

Filing Metadata

Form type: 4
Filed: Sep 20, 8:00 PM ET
Accepted: Sep 21, 4:57 PM ET
Size: 16.8 KB

View on SEC.gov