Home/Filings/4/0001461790-18-000039
4//SEC Filing

K2 PRINCIPAL FUND, L.P. 4

Accession 0001461790-18-000039

CIK 0001659122other

Filed

Sep 16, 8:00 PM ET

Accepted

Sep 17, 5:03 PM ET

Size

16.8 KB

Accession

0001461790-18-000039

Insider Transaction Report

Form 4
Period: 2018-09-14
Transactions
  • Sale

    Class A Common Stock

    2018-09-17$8.22/sh12,868$105,796239,567 total
  • Sale

    Class A Common Stock

    2018-09-14$8.29/sh11,826$98,043252,435 total
Holdings
  • Class A Common Stock

    Exercise: $11.50From: 2017-05-27Exp: 2022-04-27Class A Common Stock (1,164,548 underlying)
    1,164,548
  • 8% Series A Cumulative Preferred Stock

    Class A Common Stock (939,336 underlying)
    10,802
Footnotes (2)
  • [F1]Each shares of series A preferred stock is convertible into 86.9565 shares of class A common stock and there is no expiration
  • [F2]The series A preferred stock is convertible into class A common stock any time

Issuer

Rosehill Resources Inc.

CIK 0001659122

Entity typeother
IncorporatedOntario, Canada

Related Parties

1
  • filerCIK 0001461790

Filing Metadata

Form type
4
Filed
Sep 16, 8:00 PM ET
Accepted
Sep 17, 5:03 PM ET
Size
16.8 KB