FRIEDMAN NEIL 4
4 · MATTEL INC /DE/ · Filed Sep 18, 2009
Insider Transaction Report
Form 4
FRIEDMAN NEIL
President, Mattel Brands
Transactions
- Exercise/Conversion
Common stock
2009-09-17$11.88/sh+50,000$593,750→ 120,461 total - Exercise/Conversion
Employee Stock Option - Right to Buy
2009-09-17−50,000→ 0 totalExercise: $11.88From: 2002-03-15Exp: 2010-03-30→ Common stock (50,000 underlying) - Sale
Common stock
2009-09-17$19.05/sh−50,000$952,255→ 70,461 total
Holdings
- 3,653(indirect: By 401(k))
Common stock
Footnotes (3)
- [F1]The exercise occurred pursuant to a previously disclosed trading plan designed to comply with Rule 10b5-1.
- [F2]The sale occurred pursuant to a previously disclosed trading plan designed to comply with Rule 10b5-1. This transaction was executed in multiple trades at prices ranging from $19.00 to $19.14. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F3]As of September 17, 2009, the reporting person had a balance of $69,807 in the Mattel Stock Fund of Mattel's 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.