4//SEC Filing
VERENIUM CORP 4
Accession 0001449439-13-000040
CIK 0001049210operating
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 8:53 PM ET
Size
24.4 KB
Accession
0001449439-13-000040
Insider Transaction Report
Form 4
VERENIUM CORPVRNM
Roemer Janet Skogan
EVP and Genl Mgr SEBU
Transactions
- Disposition to Issuer
Employee Stock Option (Right to Buy)
2013-10-31−17,188→ 0 totalExercise: $2.18Exp: 2023-08-01→ Common Stock (17,188 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2013-10-31−62,000→ 0 totalExercise: $3.04Exp: 2020-09-07→ Common Stock (62,000 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2013-10-31−38,268→ 0 totalExercise: $3.31Exp: 2021-02-24→ Common Stock (38,268 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2013-10-31−16,426→ 0 totalExercise: $4.23Exp: 2022-08-02→ Common Stock (16,426 underlying) - Disposition to Issuer
Common Stock
2013-10-31$4.00/sh−21,283$85,132→ 0 total - Disposition to Issuer
Non-Qualified Stock Option (Right to Buy)
2013-10-31−8,574→ 0 totalExercise: $4.23Exp: 2022-08-02→ Common Stock (8,574 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2013-10-31−15,000→ 0 totalExercise: $4.12Exp: 2019-12-11→ Common Stock (15,000 underlying) - Disposition to Issuer
Non-Qualified Stock Option (Right to Buy)
2013-10-31−7,812→ 0 totalExercise: $2.18Exp: 2023-08-01→ Common Stock (7,812 underlying) - Disposition to Issuer
Non-Qualified Stock Option (Right to Buy)
2013-10-31−11,818→ 0 totalExercise: $3.31Exp: 2021-02-24→ Common Stock (11,818 underlying) - Disposition to Issuer
Non-Qualified Stock Option (Right to Buy)
2013-10-31−22,914→ 0 totalExercise: $3.85Exp: 2019-11-12→ Common Stock (22,914 underlying)
Footnotes (3)
- [F1]Pursuant the terms of that certain Agreement and Plan of Merger, dated as of September 19, 2013, by and among Verenium Corporation ("Verenium"), BASF Corporation and Pastinaca Acquisition Inc. (the "Merger Agreement") and the Offer (as defined in the Merger Agreement), each share of Verenium common stock was validly tendered for $4.00 per share in cash, subject to any required withholding of taxes.
- [F2]Pursuant the terms of the Merger Agreement and the Substitute Award Agreement (as defined in the Merger Agreement), each stock option held by the Reporting Person that was outstanding and unexercised as of the Purchase Time (as defined in the Merger Agreement), whether or not vested, was cancelled and converted into a Substitute Award (as defined in the Merger Agreement), and each such Substitute Award will be cancelled and converted into the right to receive $4.00 per share (minus the exercise price of the option) in cash, subject to any required withholding of taxes, on the third business day following the consummation of the Merger (provided that the Reporting Person has not term terminated her service relationship with Verenium prior to such time).
- [F3]Stock options with an exercise price greater than $4.00 per share were terminated for no consideration under the terms of the Merger Agreement.
Documents
Issuer
VERENIUM CORP
CIK 0001049210
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001049210
Filing Metadata
- Form type
- 4
- Filed
- Nov 3, 7:00 PM ET
- Accepted
- Nov 4, 8:53 PM ET
- Size
- 24.4 KB