NORTHWEST PIPE CO 4

4 · NORTHWEST PIPE CO · Filed Jan 20, 2015

Form 4

Period: 2015-01-01

General Counsel

Transactions

Exercise/Conversion
Common Stock
2015-01-01+2,679→ 11,298 total
Tax Payment
Common Stock
2015-01-15$22.69/sh−216$4,901→ 10,894 total
Tax Payment
Common Stock
2015-01-15$22.69/sh−165$3,744→ 11,236 total
Exercise/Conversion
Restricted Stock Units
2015-01-15−507→ 1,677 total
→ Common Stock (507 underlying)
Exercise/Conversion
Common Stock
2015-01-01+756→ 8,865 total
Exercise/Conversion
Common Stock
2015-01-15+663→ 11,110 total
Tax Payment
Common Stock
2015-01-01$30.12/sh−246$7,410→ 8,619 total
Tax Payment
Common Stock
2015-01-01$30.12/sh−851$25,632→ 10,447 total
Exercise/Conversion
Common Stock
2015-01-15+507→ 11,401 total
Exercise/Conversion
Restricted Stock Units
2015-01-01−756→ 2,847 total
→ Common Stock (756 underlying)
Exercise/Conversion
Performance Shares
2015-01-01−2,679→ 10,531 total
→ Common Stock (2,679 underlying)
Exercise/Conversion
Restricted Stock Units
2015-01-15−663→ 2,184 total
→ Common Stock (663 underlying)

Footnotes (10)

[F1]Represents shares acquired pursuant to vesting of Restricted Stock Units granted in 2012.
[F10]The Performance Shares vest on January 1, 2015 in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total shareholder return for 2012-2014 relative to the total shareholder return of a peer group over the same period.
[F2]Represents shares acquired pursuant to vesting of Restricted Stock Units granted in 2013.
[F3]Represents shares acquried pursuant to vesting of Restricted Stock Units granted in 2014.
[F4]Represents shares acquired pursuant to vesting of Performance Shares granted in 2012.
[F5]Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.
[F6]Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.
[F7]The Restricted Stock Units vest in installments as follows: 1/3 on January 1, 2013, 1/3 on January 1, 2014 and 1/3 on January 1, 2015.
[F8]The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2014, 1/3 on January 15, 2015 and 1/3 on January 15, 2016.
[F9]The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2015, 1/3 on January 15, 2016 and 1/3 on January 15, 2017.

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