GOOR ALEX 4
4 · GAIN Capital Holdings, Inc. · Filed Jul 31, 2018
Insider Transaction Report
Form 4
GOOR ALEX
Director
Transactions
- Purchase
Common Stock
2018-07-30$7.14/sh+15,000$107,070→ 100,980 total - Purchase
Common Stock
2018-07-27$7.50/sh+17,434$130,738→ 85,980 total
Footnotes (4)
- [F1]The shares were purchased pursuant to a plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Includes 2,434 shares purchased for custodial accounts for the reporting person's minor children.
- [F2]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.48 to $7.50, inclusive. The reporting person undertakes to provide to GAIN Capital Holdings, Inc., any security holder of GAIN Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The shares were purchased pursuant to a plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- [F4]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.05 to $7.16, inclusive. The reporting person undertakes to provide to GAIN Capital Holdings, Inc., any security holder of GAIN Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.