GOOR ALEX 4
4 · GAIN Capital Holdings, Inc. · Filed Jun 29, 2018
Insider Transaction Report
Form 4
GOOR ALEX
Director
Transactions
- Purchase
Common Stock
2018-06-27$7.50/sh+100$750→ 55,560 total - Purchase
Common Stock
2018-06-28$7.50/sh+7,586$56,895→ 63,146 total
Footnotes (2)
- [F1]The shares were purchased for the custodial account of a minor child of the reporting person pursuant to a plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- [F2]The shares were purchased pursuant to a plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Includes 3,986 shares purchased for custodial accounts for the reporting person's minor children.