Heron Lake BioEnergy, LLC 4/A

4/A · Heron Lake BioEnergy, LLC · Filed Feb 26, 2015

Form 4/AAmended

Period: 2015-02-26

Director

Transactions

Conversion
Class A Units
2014-07-01$0.30/sh+500,000$150,000→ 3,239,846 total
Conversion
Class A Units
2014-07-01$0.30/sh+500,000$150,000→ 3,239,846 total
Conversion
Class A Units
2014-07-01$0.30/sh+1,670,000$501,000→ 3,239,846 total
Conversion
7.25% Subordinated Secured Notes Due 2018
2014-07-01→ 0 total
Exercise: $0.30From: 2014-05-23Exp: 2014-06-20→ Class A Units (500,000 underlying)
Conversion
7.25% Subordinated Secured Notes Due 2018
2014-07-01→ 0 total
Exercise: $0.30From: 2014-05-23Exp: 2014-06-20→ Class A Units (500,000 underlying)
Conversion
7.25% Subordinated Secured Notes Due 2018
2014-07-01→ 0 total
Exercise: $0.30From: 2014-05-23Exp: 2014-06-20→ Class A Units (1,670,000 underlying)

Footnotes (5)

[F1]Represents Class A Units acquired by the Reporting Person upon conversion of the 7.25% Subordinated Secured Notes Due 2018: 2,670,000 Class A Units owned jointly by Reporting Person and his spouse.
[F2]Jointly owned by Reporting Person and his spouse.
[F3]Following 5/23/14 notice from the issuer of its intent to exercise its right under the indenture to redeem the 7.25% Subordinated Secured Notes on 7/1/14, the holder of the Notes could elect to convert the notes into Class A units of the Issuer. The conversion right expired 6/20/14 and the effective date of conversion for holders electing conversion was 7/1/2014.
[F4]The principal amount of the 7.25% Subordinated Secured Notes converted into Class A Units of Heron Lake Bioenergy, LLC at a conversion rate of $.30 per unit.
[F5]A Form 4 for this transaction was filed on July 3, 2014. In the original Form 4 the Amount of Securities Beneficially Owned Following Reported Transaction was erroneously reported as 2,990,625. The correct Amount of Securities Beneficially Owned Following Reported Transaction is 3,239,846.

Documents

1 file