Home/Filings/4/0001438133-23-000230
4//SEC Filing

HANSEN BRIAN B 4

Accession 0001438133-23-000230

CIK 0001438133other

Filed

Nov 16, 7:00 PM ET

Accepted

Nov 17, 4:11 PM ET

Size

15.8 KB

Accession

0001438133-23-000230

Insider Transaction Report

Form 4
Period: 2023-11-15
HANSEN BRIAN B
EVP & CHIEF COMMERCIAL OFFICER
Transactions
  • Award

    Common Stock

    2023-11-15$15.47/sh+1$1511,926 total
  • Exercise/Conversion

    Common Stock

    2023-11-15+16212,088 total
  • Tax Payment

    Common Stock

    2023-11-15$18.20/sh54$98312,034 total
  • Exercise/Conversion

    Common Stock

    2023-11-15+47412,508 total
  • Tax Payment

    Common Stock

    2023-11-15$18.20/sh157$2,85712,351 total
  • Exercise/Conversion

    Restricted Stock Unit

    2023-11-15162975 total
    Common Stock (162 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2023-11-154742,846 total
    Common Stock (474 underlying)
Footnotes (7)
  • [F1]The reporting person is voluntarily reporting the acquisition of shares of common stock pursuant to the Tandem Diabetes Care, Inc. Amended and Restated 2013 Employee Stock Purchase Plan (ESPP), for the ESPP purchase period of May 16, 2023 through November 15, 2023. This transaction is also exempt under Rule 16b-3(c).
  • [F2]Shares withheld by Tandem Diabetes Care, Inc. (the Company) to satisfy tax withholding requirements on vesting of restricted stock units (RSU). No shares were sold.
  • [F3]Awarded on May 18, 2021 pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan, as amended, and the agreements related thereto (the 2013 Plan).
  • [F4]Each RSU represents a contingent right to receive either one share of common stock of the Issuer or cash in lieu thereof, at the Issuer's discretion, in accordance with the terms of the 2013 Plan.
  • [F5]RSU vest as to twenty-five percent (25%) of the total number of shares subject to the RSU on the 15th day of the month that corresponds to the anniversary of the grant date, and the remaining shares shall vest in twelve (12) equal quarterly installments thereafter, subject to the terms of the 2013 Plan.
  • [F6]Awarded on May 25, 2022 pursuant to the 2013 Plan.
  • [F7]RSU vest as to thirty-three percent (33%) of the total number of shares subject to the RSU on the 15th day of the month that corresponds to the anniversary of the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter, subject to the terms of the 2013 Plan.

Issuer

TANDEM DIABETES CARE INC

CIK 0001438133

Entity typeother

Related Parties

1
  • filerCIK 0001542377

Filing Metadata

Form type
4
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 4:11 PM ET
Size
15.8 KB