Allen Dick 4
4 · TANDEM DIABETES CARE INC · Filed May 26, 2023
Insider Transaction Report
Form 4
Allen Dick
Director
Transactions
- Exercise/Conversion
Common Stock
2023-05-25+2,757→ 14,962 total - Exercise/Conversion
Restricted Stock Unit
2023-05-25−2,757→ 0 total→ Common Stock (2,757 underlying) - Award
Restricted Stock Unit
2023-05-24+4,434→ 4,434 totalExercise: $0.00→ Common Stock (4,434 underlying)
Holdings
- 5,000(indirect: See Footnotes))
Common Stock
- 21,892(indirect: See Footnote)
Common Stock
- 1,000(indirect: See Footnote(s))
Common Stock
Footnotes (9)
- [F1]The securities are held by the Allen Family Trust dated October 12, 1981.
- [F2]The securities are held by Allen Cornerstone Ventures L.P. The Reporting Person is the managing partner of Allen Cornerstone Ventures L.P. and may be deemed to have indirect beneficial ownership of suchsecurities. The Reporting Person disclaims beneficial ownership of such securities held by Allen Cornerstone Ventures L.P., except to the extent of his proportionate pecuniary interest therein.
- [F3]The securities are held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon. The Reporting Person is co-trustee of the Gammon Children's 2000 Trust FBO Jake Allen Gammon and has sharedvoting and investment power over the securities held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon and may be deemed to have indirect beneficial ownership of such securities. The ReportingPerson disclaims beneficial ownership of such securities held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon.
- [F4]Awarded on May 24, 2023 pursuant to the Tandem Diabetes Care, Inc. 2023 Long-Term Incentive Plan (the 2023 Plan).
- [F5]Each restricted stock unit (RSU) represents a contingent right to receive either one share of common stock of the Issuer or cash in lieu thereof, at the Issuer's discretion, in accordance with the terms of the 2023 Plan.
- [F6]RSU will vest on the one-year anniversary of the grant date, subject to the terms of the 2023 Plan.
- [F7]Awarded on May 25, 2022 pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan, as amended, and the agreements related thereto (the 2013 Plan).
- [F8]Each RSU represents a contingent right to receive either one share of common stock of the Issuer or cash in lieu thereof, at the Issuer's discretion, in accordance with the terms of the 2013 Plan.
- [F9]RSU will vest on the one-year anniversary of the grant date, subject to the terms of the 2013 Plan.