Brown Brian Michael 4

4 · AvePoint, Inc. · Filed Mar 24, 2026

AI-generated summary of this filing

Updated Mar 24, 2026

AvePoint (AVPT) Chief Legal Officer Brian Brown Sells 1,546 Shares

What Happened

Brian Michael Brown, AvePoint's Chief Legal Officer and a company director, had 1,546 shares of common stock withheld by the issuer to satisfy tax withholding related to the vesting/settlement of restricted stock units (RSUs). The shares were valued at $10.30 each, for a total withholding of $15,924. This was a tax-withholding/net-settlement transaction (not an open-market sale).

Key Details

Transaction date and price: March 20, 2026; 1,546 shares at $10.30 each (total $15,924).
Transaction code: F — withholding/delivery of securities to cover tax liability upon vesting (net settlement).
Shares owned after transaction: Not specified in the provided filing excerpt; footnote F3 notes the reporting person holds non-RSU common stock and aggregate vested and unvested RSUs previously reported.
Notable footnotes:
- F1: These were RSUs that convert to common shares upon vesting.
- F2: The withholding was an exempt, issuer-handled tax withholding under Rule 16b-3 and not a discretionary sale by the reporting person.
- F3: Holdings include non-RSU common stock plus vested/unvested RSUs reported in prior Form 4s.
Filing timeliness: Form filed March 24, 2026 for a March 20, 2026 transaction — filed within the standard two business-day window.

Context

This was a routine tax-withholding (cashless/net settlement) when RSUs vested; the issuer withheld shares to meet tax obligations rather than the insider selling shares on the open market. Such withholdings are common and typically do not signal a change in insider sentiment.

Form 4

Period: 2026-03-20

DirectorChief Legal Officer

Transactions

Tax Payment
Common Stock
[F1][F2][F3]
2026-03-20$10.30/sh−1,546$15,924→ 820,178 total

Footnotes (3)

[F1]This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
[F2]Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
[F3]Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.

Signature

/s/ Brian Michael Brown|2026-03-24

1 file