Gong Xunkai 4

4 · AvePoint, Inc. · Filed Mar 17, 2026

AI-generated summary of this filing

Updated Mar 17, 2026

AvePoint (AVPT) Executive Chairman Gong Xunkai Sells 3,988 Shares

What Happened

Gong Xunkai, Executive Chairman and Director of AvePoint (AVPT), had 3,988 shares withheld by the company on March 13, 2026 to satisfy income tax withholding tied to the vesting/settlement of RSUs. The shares were valued at $10.43 each, totaling $41,595. This was an issuer withholding to cover taxes (transaction code F), not an open-market sale.

Key Details

Transaction date: 2026-03-13; Filing date: 2026-03-17 (filed within the standard two business day window).
Shares withheld/disposed: 3,988 shares at $10.43 per share; total value ~$41,595.
Transaction code: F — tax withholding/delivery of shares incident to receipt or vesting of securities.
Shares owned after transaction: not specified in the provided Form 4 summary; Footnote F3 states holdings include non-RSU common stock and aggregate vested/unvested RSUs previously reported (see prior Form 4s dated 9/3/2021, 3/22/2022, 3/23/2023, 3/7/2024, 3/18/2025).
Footnotes: F1 explains each RSU converts to one share upon vesting; F2 clarifies the withholding was an exempt, non-discretionary settlement; F3 describes aggregate holdings.

Context

This was a routine tax-withholding event tied to RSU vesting (net settlement), not a discretionary sale. Such withholdings are common and generally do not indicate the insider's market view.

Form 4

Period: 2026-03-13

DirectorExecutive Chairman

Transactions

Tax Payment
Common Stock
[F1][F2][F3]
2026-03-13$10.43/sh−3,988$41,595→ 745,089 total

Footnotes (3)

[F1]This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
[F2]Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
[F3]Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025.

Signature

/s/ Brian Michael Brown, Attorney-in-Fact|2026-03-17

1 file