Orange County Bancorp, Inc. /DE/·4/A

Mar 17, 1:51 PM ET

HOLCOMBE GREGORY F 4/A

4/A · Orange County Bancorp, Inc. /DE/ · Filed Mar 17, 2026

Research Summary

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Orange County Bancorp (OBT) Director Gregory Holcombe Receives Award

What Happened

  • Gregory F. Holcombe, a director of Orange County Bancorp, received an award of 866 shares on 2026-02-19 (recorded as an acquisition at $0.00). On 2026-02-20 he had 995 shares disposed to the issuer at $0.00 (no cash proceeds reported). The filing also reports a derivative grant on 2026-02-20 (N/A shares/pricing) related to deferred/phantom awards. All reported transaction amounts are $0.00 in this Form 4.

Key Details

  • Transaction dates and prices:
    • 2026-02-19: Grant/acquisition of 866 shares at $0.00 (award/RSU-type).
    • 2026-02-20: Disposition to issuer of 995 shares at $0.00 (no cash proceeds).
    • 2026-02-20: Additional derivative grant reported (shares/pricing N/A).
  • Shares owned after the transactions: Not disclosed on this filing.
  • Notable footnotes: Footnotes indicate these were restricted stock units or phantom stock that vest/settle upon separation (includes RSUs vesting 2/20/26 that were deferred into a stock-based deferral plan, RSUs vesting 2/19/27, and phantom stock payable on separation).
  • Filing status/timeliness: This is an amended Form 4 filed 2026-03-17 for transactions dated 2026-02-19/20; the filing was submitted more than two business days after the reported transactions (i.e., late/amended).

Context

  • The award transactions appear to be grants of restricted stock units or phantom stock that do not involve an open-market purchase or sale by the director. The disposition to the issuer at $0.00 is commonly used for tax withholding or similar settlement when RSUs vest and does not necessarily reflect a market sale. The derivative entry reflects deferred/phantom awards that will settle in shares upon the director’s separation of service.

Insider Transaction Report

Form 4/AAmended
Period: 2026-02-19
Transactions
  • Award

    Common Stock

    [F4][F1][F2]
    2026-02-19+86669,819 total
  • Disposition to Issuer

    Common Stock

    [F2][F1]
    2026-02-2099568,824 total
  • Award

    Phantom Stock

    [F3][F2]
    2026-02-2024,008 total
    Common Stock (1,011 underlying)
Holdings
  • Common Stock

    (indirect: By Foundation)
    14,920
  • Common Stock

    (indirect: By Trust)
    12,054
  • Common Stock

    (indirect: By Trust)
    34,720
  • Common Stock

    (indirect: By Trust)
    34,720
Footnotes (4)
  • [F1]Includes restricted stock units which vest 100% as of the date of grant and are settled in shares of Issuer common stock upon separation from service of the reporting person.
  • [F2]Restricted stock units which vest 100% on February 20, 2026 (including accumulated dividends) and were deferred into the Orange County Bancorp, Inc. Stock-Based Deferral Plan, as amended and restated. The restricted stock units will settle in shares of Issuer common stock upon the reporting person's separation from service.
  • [F3]Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.
  • [F4]Restricted stock units which vest 100% on February 19, 2027, and are settled in shares of Issuer common stock upon separation from service of the reporting person.
Signature
/s/ Jennifer Staub, pursuant to power of attorney|2026-03-17

Documents

1 file
  • 4
    rdgdoc.xml

    FORM 4/A