HOLCOMBE GREGORY F 4/A
4/A · Orange County Bancorp, Inc. /DE/ · Filed Mar 17, 2026
Research Summary
AI-generated summary of this filing
Orange County Bancorp (OBT) Director Gregory Holcombe Receives Award
What Happened
- Gregory F. Holcombe, a director of Orange County Bancorp, received an award of 866 shares on 2026-02-19 (recorded as an acquisition at $0.00). On 2026-02-20 he had 995 shares disposed to the issuer at $0.00 (no cash proceeds reported). The filing also reports a derivative grant on 2026-02-20 (N/A shares/pricing) related to deferred/phantom awards. All reported transaction amounts are $0.00 in this Form 4.
Key Details
- Transaction dates and prices:
- 2026-02-19: Grant/acquisition of 866 shares at $0.00 (award/RSU-type).
- 2026-02-20: Disposition to issuer of 995 shares at $0.00 (no cash proceeds).
- 2026-02-20: Additional derivative grant reported (shares/pricing N/A).
- Shares owned after the transactions: Not disclosed on this filing.
- Notable footnotes: Footnotes indicate these were restricted stock units or phantom stock that vest/settle upon separation (includes RSUs vesting 2/20/26 that were deferred into a stock-based deferral plan, RSUs vesting 2/19/27, and phantom stock payable on separation).
- Filing status/timeliness: This is an amended Form 4 filed 2026-03-17 for transactions dated 2026-02-19/20; the filing was submitted more than two business days after the reported transactions (i.e., late/amended).
Context
- The award transactions appear to be grants of restricted stock units or phantom stock that do not involve an open-market purchase or sale by the director. The disposition to the issuer at $0.00 is commonly used for tax withholding or similar settlement when RSUs vest and does not necessarily reflect a market sale. The derivative entry reflects deferred/phantom awards that will settle in shares upon the director’s separation of service.
Insider Transaction Report
Form 4/AAmended
HOLCOMBE GREGORY F
Director
Transactions
- Award
Common Stock
[F4][F1][F2]2026-02-19+866→ 69,819 total - Disposition to Issuer
Common Stock
[F2][F1]2026-02-20−995→ 68,824 total - Award
Phantom Stock
[F3][F2]2026-02-20→ 24,008 total→ Common Stock (1,011 underlying)
Holdings
- 14,920(indirect: By Foundation)
Common Stock
- 12,054(indirect: By Trust)
Common Stock
- 34,720(indirect: By Trust)
Common Stock
- 34,720(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Includes restricted stock units which vest 100% as of the date of grant and are settled in shares of Issuer common stock upon separation from service of the reporting person.
- [F2]Restricted stock units which vest 100% on February 20, 2026 (including accumulated dividends) and were deferred into the Orange County Bancorp, Inc. Stock-Based Deferral Plan, as amended and restated. The restricted stock units will settle in shares of Issuer common stock upon the reporting person's separation from service.
- [F3]Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.
- [F4]Restricted stock units which vest 100% on February 19, 2027, and are settled in shares of Issuer common stock upon separation from service of the reporting person.
Signature
/s/ Jennifer Staub, pursuant to power of attorney|2026-03-17