Form 8-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934

Date of Report

~~November~~February 1925, ~~2025~~2026

BAB, Inc.

(Exact name of registrant as specified in its charter)

Delaware	0-31555	36-4389547
(State or other jurisdiction of Identification Number)	Commission file number	(I.R.S. Employer incorporation or organization)

500 Lake Cook Road, Suite 475, Deerfield, IL 60015

(Address of principal executive offices) (Zip Code)

Issuer's telephone number (847) 948-7520

(Former name or former address, if changed since last report)

Securities registered pursuant to Section 12(b) of the Act:

Title of each class:	Trading Symbol(s)	Name of each exchange on which registered
Common Stock	BABB	OTCQB

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 54.0201. ~~Departure~~Changes ofin ~~Directors~~Registrant’s orCertifying ~~Certain Officers; Appointment of Certain Officers; Appointment of Director and Corporate Secretary~~Accountant.

(a) Resignation of ~~Officer~~Independent ~~and~~Registered ~~Director~~Public Accounting Firm

On ~~November~~February 1925, ~~2025~~2026, ~~Michael~~BAB, KInc. ~~Murtaugh,~~(the ~~Vice~~“Company”) ~~President~~was ~~and~~notified ~~General~~by ~~Counsel,~~Sassetti ~~Corporate~~LLC ~~Secretary~~(“Sassetti”), ~~and~~the aCompany’s ~~member~~independent ofregistered ~~the~~public ~~Board~~accounting offirm, ~~Directors~~that ofSassetti ~~BAB,~~will ~~Inc.,~~resign ~~notified~~as the Company’s ofindependent ~~his~~registered ~~decision~~public toaccounting ~~retire~~firm ~~and~~effective ~~resign~~upon ~~from~~the ~~all~~filing ~~positions~~of ~~with~~ the Company,’s ~~including~~Annual ~~his~~Report ~~role~~on asForm a10-K ~~director,~~for ~~effective~~the fiscal year ended November 2730, 2025. ~~due~~Sassetti has informed the Company that it has decided to ~~personal~~discontinue ~~health~~providing ~~reasons~~audit services to public company clients.

~~The~~Sassetti ~~retirement~~LLC’s report on consolidated balance sheets of the Company and ~~resignation~~its ~~are~~subsidiaries ~~not~~as of November 30, 2025 and 2024, and the ~~result~~related consolidated statements of ~~any~~operations, ~~disagreement~~changes ~~with~~in stockholders’ equity, and cash flows for the ~~Company~~years onended ~~any~~November ~~matter~~30, ~~relating~~2025 toand 2024 and the ~~Company’s~~related ~~operations~~notes, ~~policies~~did not contain any adverse opinion or disclaimer of opinion, nor were they qualified or ~~practices~~modified as to uncertainty, audit scope, or accounting principles.

~~Appointment~~During ofthe ~~Chief~~fiscal ~~Operating~~years ~~Officer~~ended November 30, 2025 and ~~Corporate~~2024, ~~Secretary~~and the subsequent interim period through the date hereof, there were:

On● ~~November~~No ~~19,~~disagreements ~~2025~~within the ~~Board~~meaning of ~~Directors~~Item ~~appointed~~304(a)(1)(iv) ~~Brian~~of JRegulation ~~Evans~~S-K asand ~~Chief~~the ~~Operating~~related ~~Officer~~instructions between the Company and ~~Corporate~~Sassetti ~~Secretary~~on any matter of accounting principles or practices, ~~effective~~financial ~~January~~statement 1disclosure, ~~2025~~or auditing scope or ~~earlier~~procedure ~~succeeding~~which, ~~Michael~~if ~~Murtaugh~~not asresolved ~~Corporate~~to ~~Secretary.~~Sassetti LLC’s satisfaction, would have caused Sassetti to make reference thereto their reports, and

~~Biographical~~● ~~Information~~No reportable events (as defined in Item 304(a)(1)(v) of Regulation S-K).

~~Brian~~The JCompany ~~Evans,~~has ~~age~~provided 34Sassetti ~~previously~~with ~~served~~a ascopy ~~Director~~ of ~~Franchising/Staff~~the ~~Attorney,~~disclosures ~~where~~in hethis ~~oversees~~Form ~~franchise~~8-K ~~operations~~ and requested that Sassetti furnish a letter addressed to the ~~Business~~Securities ~~Consultants.~~and ~~Brian~~Exchange ~~has~~Commission ~~been~~stating whether it agrees with the ~~company~~statements ~~since~~made ~~2016~~herein. A copy of Sassetti LLC’s letter, dated February 25, 2026, is filed as Exhibit 16.1 to this Current Report on Form 8-K.

He(b) ~~holds~~Appointment aof ~~Juris~~New ~~Doctorate~~Independent ~~from~~Registered ~~DePaul~~Public ~~University.~~Accounting ~~He is a licensed attorney in the state of Illinois.~~Firm

~~Family~~On ~~Relationship~~February 25, 2026, upon the recommendation of the Audit Committee of the Board of Directors, the Company appointed CBIZ CPAs P.C. (“CBIZ”) as the Company’s new independent registered public accounting firm for the fiscal year ending November 30, 2026, effective immediately following the resignation of Sassetti.

~~Brian~~During Jthe ~~Evans~~fiscal isyears ~~the~~ended ~~son~~November of30, ~~the~~2025 ~~Company’s~~and ~~President~~2024, and ~~Chief~~through ~~Executive~~February ~~Officer~~25, ~~Michael~~2026, Wneither ~~Evans.~~the Company nor anyone on its behalf consulted with CBIZ regarding:

~~There~~1. ~~are~~The noapplication ~~arrangements~~of oraccounting ~~understandings~~principles ~~between~~to ~~Brian~~a Jspecified ~~Evans~~transaction, ~~and~~either ~~any~~completed ~~other~~or ~~persons pursuant to which he was appointed.~~proposed;

~~Related-Party~~2. ~~Transactions~~The type of audit opinion that might be rendered on the Company’s financial statements; or

~~Except~~3. ~~for~~Any ~~compensation~~matter ~~related~~that towas ~~his~~the ~~employment,~~subject ~~there~~of ~~are~~a nodisagreement ~~transactions~~(as ~~involving~~defined ~~Brian~~in JItem ~~Evans~~304(a)(1)(iv) ~~requiring~~of ~~disclosure~~Regulation ~~under~~S-K) or a reportable event (as defined in Item ~~404~~304(a)(1)(v) of Regulation S-K).

~~Employment~~Item ~~Terms~~9.01. Financial Statements and Exhibits.

~~The~~(d) ~~Company and Brian J Evans will not enter into an employment agreement; employment is at will.~~Exhibits

Appointment of Corporate Secretary

Exhibit No.	Description

16.1	Letter from Sassetti LLC to the Securities and Exchange Commission, dated February 25, 2026

104	Cover Page Interactive Data File (embedded within the Inline XBRL document)

On November 19, 2025, the Board of Directors appointed Geraldine Conn as the Corporate Secretary until Brian J Evans fulfills his appointment as Chief Operating Officer and Corporate Secretary. Geraldine Conn will become Corporate Secretary effective November 27, 2025, filling the vacancy created by the retirement of Michael K Murtaugh.

Geraldine Conn currently serves as the Chief Financial Officer of the Company.

She will continue as Chief Financial Officer while serving as Corporate Secretary.

Appointment of New Director

On November 19, 2025, the Board of Directors appointed Geraldine Conn to the Board of Directors, effective November 27, 2025, filling the vacancy created by the resignation of Michael K Murtaugh.

Geraldine Conn currently serves as the Chief Financial Officer of the Company.

She will continue as Chief Financial Officer while serving on the Board.

Biographical Information

Geraldine Conn, age 74, has served as the Company’s Chief Financial Officer since 2014 and previously held the Controllership with BAB, Inc. and had previous Controllership positions with other companies.

Arrangements and Related-Party Disclosure

There are no arrangements or understandings between Geraldine Conn and any other persons pursuant to which she was appointed as a director.

There are no related-party transactions involving Geraldine Conn requiring disclosure under Item 404(a) of Regulation S-K.

Director Compensation

Because Geraldine Conn is an executive officer, she will not receive additional compensation for Board service.

Insider Reporting

Following their appointment, Brian J Evans must file a Form 3 within 10 days, and any reportable equity transactions will require a Form 4 within two business days.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

BAB, ~~Inc~~INC.

By: /s/ ~~Michael~~ WGeraldine ~~Evans~~ ConnName: Geraldine ConnTitle: Chief Financial OfficerDate: February 25, 2026

Name: Michael W Evans

Title: President and Chief Executive Officer

Date: November 19, 2025

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