Berg Edward B 4

What Happened

• Edward B. Berg, SVP and General Counsel of Vaxart, had 9,265 shares withheld by the company to satisfy income tax withholding in connection with RSUs that vested on Feb 2, 2026. The withheld shares were valued at $0.61 each, for a total of $5,638. This was a tax-withholding disposition (code F), not an open-market sale.

Key Details

• Transaction date: February 2, 2026
• Price per share: $0.61; Total value of withheld shares: $5,638
• Transaction code: F (shares withheld to cover tax withholding on vested RSUs)
• Filing date: February 5, 2026 — three business days after the transaction; this appears to exceed the SEC’s usual two-business-day Form 4 filing window
• Shares owned after transaction: Not specified in the excerpt provided; footnote notes that reported holdings include 70,781 shares acquired under the 2022 Employee Stock Purchase Plan (ESPP)

Context

• This was a routine net settlement/tax-withholding of vested RSUs (company withheld shares rather than the insider selling shares on the open market). Such withholdings are administrative and generally not viewed as a directional insider "sell" signal. For retail investors, purchases and open-market sales are typically more informative about insider sentiment than tax-withholding transactions.