MIDDLEFIELD BANC CORP·4

Jan 16, 10:31 AM ET

Zimmerly Ronald Len Jr. 4

4 · MIDDLEFIELD BANC CORP · Filed Jan 16, 2026

Insider Transaction Report

Form 4
Period: 2026-01-14
Zimmerly Ronald Len Jr.
DirectorChief Executive Officer
Transactions
  • Award

    Common Stock

    [F1][F2]
    2026-01-14$34.50/sh+2,288$78,93651,492.283 total
  • Tax Payment

    Common Stock

    [F2]
    2026-01-14$34.50/sh758$26,15150,734.283 total
Holdings
  • Common Stock

    (indirect: By IRA)
    8,786
  • Conditional Stock Award

    [F3][F5]
    Exp: 2027-08-30Common Stock (4,520 underlying)
    4,520
  • Conditional Stock Award

    [F4][F5]
    Exp: 2028-01-14Common Stock (4,576 underlying)
    4,576
Footnotes (5)
  • [F1]The acquisition represents the vesting of restricted stock granted to the reporting person on January 14, 2025. The shares vested on the first anniversary of the grant.
  • [F2]Includes shares acquired under MBCN Dividend Reinvestment Plan
  • [F3]The award represents a grant of restricted stock which vests ratably over a three-year period provided that Mr. Zimmerly remains continuously employed by Middlefield as of each vesting date. Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. The details of the vesting conditions may be found in a Form 8K filing dated September 4, 2024.
  • [F4]The award represents a grant of restricted stock which vests ratably over a three-year period provided that Mr. Zimmerly remains continuously employed by Middlefield as of each vesting date. Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. The details of the vesting conditions may be found in a Form 8K filing dated January 17, 2025.
  • [F5]Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
Signature
/s/ Ronald L. Zimmerly, Jr. by Julie E. Shaw Power of Attorney|2026-01-16

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    ZIMMERLY R 01 14 2026