4/A//SEC Filing
Fan Gary 4/A
Accession 0001437749-25-019353
CIK 0001499422other
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 8:29 PM ET
Size
14.2 KB
Accession
0001437749-25-019353
Insider Transaction Report
Form 4/AAmended
RBB BancorpRBB
Fan Gary
EVP/Chief Operations Officer
Transactions
- Award
Restricted Stock Units
2025-05-08+4,356→ 4,356 totalExercise: $0.00→ Common Stock (4,356 underlying) - Award
Performance Stock Units
2025-05-08+6,534→ 6,534 totalExercise: $0.00→ Common Stock (6,534 underlying)
Holdings
- 2,629
Restricted Stock Units
Exercise: $0.00→ Common Stock (2,629 underlying) - 5,916
Performance Stock Units
Exercise: $0.00→ Common Stock (5,916 underlying) - 2,022
Restricted Stock Units
Exercise: $0.00→ Common Stock (2,022 underlying) - 18,000
Options
Exercise: $21.17Exp: 2032-12-20→ Stock Options (18,000 underlying)
Footnotes (8)
- [F1]These options vest in five equal annual installments beginning one year after the 12/05/2022 date of grant.
- [F2]These restricted stock units vest in three equal installments beginning one year after 02/21/2024 date of grant.
- [F3]There will be no expiration date once restricted stock units vest.
- [F4]These restricted stock units vest in three equal installments beginning one year after 03/20/2024 date of grant.
- [F5]These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition.
- [F6]These restricted stock units vest in three equal installments beginning one year after 05/08/2025 date of grant.
- [F7]Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition.
- [F8]On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.
Documents
Issuer
RBB Bancorp
CIK 0001499422
Entity typeother
Related Parties
1- filerCIK 0001957237
Filing Metadata
- Form type
- 4/A
- Filed
- Jun 2, 8:00 PM ET
- Accepted
- Jun 3, 8:29 PM ET
- Size
- 14.2 KB