Home/Filings/4/0001437749-25-006867
4//SEC Filing

Halle Richard 4

Accession 0001437749-25-006867

CIK 0001547459other

Filed

Mar 9, 8:00 PM ET

Accepted

Mar 10, 6:00 PM ET

Size

8.9 KB

Accession

0001437749-25-006867

Insider Transaction Report

Form 4
Period: 2025-03-06
Transactions
  • Exercise/Conversion

    Common Stock

    2025-03-06+3,73667,836 total
  • Tax Payment

    Common Stock

    2025-03-06$39.14/sh1,176$46,02966,660 total
  • Exercise/Conversion

    Restricted Stock Units

    2025-03-063,736200,000 total
    Exercise: $0.00From: 2025-03-06Exp: 2025-03-06Common Stock (3,736 underlying)
Footnotes (4)
  • [F1]Represents shares of NGVC common stock issued to the reporting person upon the vesting of 3,736 restricted stock units on March 6, 2025, where each restricted stock unit represented the economic equivalent of one share of NGVC common stock.
  • [F2]Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the issuance of the restricted stock unit.
  • [F3]Each restricted stock unit represents a contingent right to receive one share of NGVC common stock.
  • [F4]These RSUs will vest in full on November 4, 2029.

Issuer

Natural Grocers by Vitamin Cottage, Inc.

CIK 0001547459

Entity typeother

Related Parties

1
  • filerCIK 0001561093

Filing Metadata

Form type
4
Filed
Mar 9, 8:00 PM ET
Accepted
Mar 10, 6:00 PM ET
Size
8.9 KB