Home/Filings/4/0001437749-25-006363
4//SEC Filing

Glazek David Edward 4

Accession 0001437749-25-006363

CIK 0001290677other

Filed

Mar 4, 7:00 PM ET

Accepted

Mar 5, 9:35 PM ET

Size

16.4 KB

Accession

0001437749-25-006363

Insider Transaction Report

Form 4
Period: 2025-03-03
Glazek David Edward
DirectorExecutive Chairman
Transactions
  • Award

    Common Stock

    2025-03-03$70.34/sh+19,761$1,389,989120,011 total
  • Award

    Common Stock

    2025-03-03$70.34/sh+5,259$369,918123,995 total
  • Award

    Common Stock

    2025-03-03$70.34/sh+4,411$310,270128,406 total
  • Tax Payment

    Common Stock

    2025-03-03$70.34/sh2,027$142,579126,379 total
  • Award

    Options

    2024-03-11+54,28954,289 total
    Exercise: $27.19Exp: 2034-03-11Common Stock (54,289 underlying)
  • Award

    Options

    2023-05-12+77,51977,519 total
    Exercise: $20.71Exp: 2033-05-12Common Stock (77,519 underlying)
  • Tax Payment

    Common Stock

    2025-03-03$70.34/sh1,275$89,684118,736 total
Footnotes (7)
  • [F1]Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2023 calendar year.
  • [F2]Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2024 calendar year.
  • [F3]The reported transaction involved the reporting person's receipt of a grant of 19,761 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 46,036 restricted stock units and 73,975 shares of common stock.
  • [F4]The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on March 3, 2025. The total reported in Column 5 includes 35,252 restricted stock units and 83,484 shares of common stock.
  • [F5]Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 35,252 restricted stock units and 88,743 shares of common stock.
  • [F6]Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 35,252 restricted stock units and 93,154 shares of common stock.
  • [F7]The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 35,252 restricted stock units and 91,127 shares of common stock (which includes a total of 13,368 shares of common stock that have been deferred into the Company Non-Qualified Deferred Plan and will be settled in accordance with the terms thereof).

Issuer

Turning Point Brands, Inc.

CIK 0001290677

Entity typeother

Related Parties

1
  • filerCIK 0001616437

Filing Metadata

Form type
4
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 9:35 PM ET
Size
16.4 KB